Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2022/08/10||INDVR Brands Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/08||TUP CAPITAL INC.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/05||Ionic Brands Corp.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/05||SBD Capital Corp.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/05||Skychain Technologies Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/05||ACGT DNA Technologies Corporation||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/05||CannAmerica Brands Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/05||LeanLife Health Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/05||Newlox Gold Ventures Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/03||AM Resources Corp.||QC||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/03||Empower Clinics Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/08/03||Bevcanna Enterprises Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/26||Liquid Media Group Ltd.||BC||Issued||None||No||Ban Securities Trading OF|
|2022/07/19||Claritas Pharmaceuticals, Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/14||Discovery Energy Corp.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/08||Nabati Foods Global Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/08||WPD Pharmaceuticals Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/08||China Education Resources Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/08||Medcolcanna Organics Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/08||Telecure Technologies Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/07||CBD Global Sciences Inc.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/07||Hempfusion Wellness Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/07||Green Block Mining Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/07/06||All Securities||ON||Amended||None||No||Ban Securities Trading OF|
|2022/07/06||Ressources Sphinx ltée||QC-ON||Issued||None||No||Ban Securities Trading OF|