Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the implementation of statutory amendments in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador, certain orders issued in other provinces or territories automatically take effect in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador. For more information click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2022/11/25||Next Dynamics Inc.||QC||Issued||None||No||Ban Securities Trading OF|
|2022/11/24||P2 Solar, Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2022/11/22||Neptune Solutions Bien-Être Inc.||QC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/22||Xebec Adsorption Inc.||QC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/18||Trevali Mining Corporation||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/18||Great Panther Mining Limited||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/18||Pure Hydrogen Corporation Limited||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/10||MUSIRUM HEALTH SCIENCE INC.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/07||CityXpress Corp.||BC||Amended||None||No||Ban Securities Trading OF|
|2022/11/04||Fiducie de Revenu Mardi.Info||QC||Issued||None||No||Ban Securities Trading OF|
|2022/11/04||Plymouth Rock Technologies Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/03||Royal Wins Corporation||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/03||Poko Innovations Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/03||Lovitt Resources Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/03||Brooksbab Enterprises Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/03||Zadar Minerals Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/03||Orchid Ventures, Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/03||Banxa Holdings Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/03||TGS Esports Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/02||Global TreeGro Inc.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/11/01||Spyglass Resources Corp.||QC||Amended||None||No||Ban Securities Trading OF|
|2022/10/24||Bluewater Acquisition Corp.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/10/18||Fiducie de revenu Hôpitel I||QC||Issued||None||No||Ban Securities Trading OF|
|2022/10/18||Les produits naturels Marianna||QC||Issued||None||No||Ban Securities Trading OF|
|2022/10/18||Finance CoPower, Inc.||QC||Issued||None||No||Ban Securities Trading OF|