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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the implementation of statutory amendments in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador, certain orders issued in other provinces or territories automatically take effect in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador. For more information click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 470 (11744)
Issued
DateSort in descending order
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2022/11/25Next Dynamics Inc.QCIssuedNoneNo Ban Securities Trading OF
2022/11/24P2 Solar, Inc.BCAmendedNoneNo Ban Securities Trading OF
2022/11/22Neptune Solutions Bien-Être Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/22Xebec Adsorption Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/18Trevali Mining CorporationBC-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/18Great Panther Mining LimitedBC-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/18Pure Hydrogen Corporation LimitedAB-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/10MUSIRUM HEALTH SCIENCE INC.BCIssuedNoneNoYesBan Securities Trading OF
2022/11/07CityXpress Corp.BCAmendedNoneNo Ban Securities Trading OF
2022/11/04Fiducie de Revenu Mardi.InfoQCIssuedNoneNo Ban Securities Trading OF
2022/11/04Plymouth Rock Technologies Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/03Royal Wins CorporationONIssuedNoneNoYesBan Securities Trading OF
2022/11/03Poko Innovations Inc.ONIssuedNoneNoYesBan Securities Trading OF
2022/11/03Lovitt Resources Inc.BCIssuedNoneNoYesBan Securities Trading OF
2022/11/03Brooksbab Enterprises Inc.BCIssuedNoneNoYesBan Securities Trading OF
2022/11/03Zadar Minerals Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/03Orchid Ventures, Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/03Banxa Holdings Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/03TGS Esports Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/02Global TreeGro Inc.AB-ONIssuedNoneNoYesBan Securities Trading OF
2022/11/01Spyglass Resources Corp.QCAmendedNoneNo Ban Securities Trading OF
2022/10/24Bluewater Acquisition Corp.AB-ONIssuedNoneNoYesBan Securities Trading OF
2022/10/18Fiducie de revenu Hôpitel IQCIssuedNoneNo Ban Securities Trading OF
2022/10/18Les produits naturels MariannaQCIssuedNoneNo Ban Securities Trading OF
2022/10/18Finance CoPower, Inc.QCIssuedNoneNo Ban Securities Trading OF
Search Results Page of 470 (11744)