Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the implementation of statutory amendments in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador, certain orders issued in other provinces or territories automatically take effect in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador. For more information click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2023/01/27||Corporation Financière All-Star inc.||QC||Issued||None||No||Ban Securities Trading OF|
|2023/01/13||50N BIOTECHNOLOGY GROUP LTD.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/12||Major Precious Metals Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/10||SolarWindow Technologies, Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/09||Caro Holdings Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2023/01/06||Oragin Foods Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/05||Petroteq Energy Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/05||Wavefront Technology Solutions Inc.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/05||First Uranium Resources Ltd.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/05||TWX Group Holding Limited||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/05||Canpac Investments Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/05||Neptune Digital Assets Corp.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2023/01/04||High North Resources Ltd.||ON||Amended||None||No||Ban Securities Trading OF|
|2022/12/22||Net Zero Renewable Energy Inc.||ON||Amended||None||No||Yes||Ban Securities Trading OF|
|2022/12/19||Affinor Growers Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/12/16||GRS Hydrogen Solutions Inc.||AB||Issued||2023/12/16||No||Ban Securities Trading OF|
|2022/12/16||Biomass Secure Power Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2022/12/14||Regal Resources Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2022/12/07||Digatrade Financial Corp.||BC||Issued||None||No||Ban Securities Trading OF|
|2022/12/06||SugarBud Craft Growers Corp.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/12/05||Fiore Cannabis Ltd.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/12/05||Flower One Holdings Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/12/05||RYU Apparel Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/12/02||Amilot Capital Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2022/12/02||Reef Resources Ltd.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|