Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2019/05/17||HyperBlock Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/16||DSG Global Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2019/05/16||Mobile Data Corp.||BC||Amended||None||No||Ban Securities Trading OF|
|2019/05/13||Prominex Resource Corp.||BC||Amended||None||No||Ban Securities Trading OF|
|2019/05/08||Perpetual Industries Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2019/05/08||Perpetual Industries Inc.||AB||Amended||None||No||Ban Securities Trading OF|
|2019/05/07||Métaux DNI Inc.||QC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/07||Exploration Knick inc.||QC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/07||L'Entreprise DNA Canada Inc.||QC||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Divestco Inc.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Pennine Petroleum Corporation||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Vivione Biosciences Inc.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Petrocapita Income Trust||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Strategic Oil & Gas Ltd.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Clarocity Corporation||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Tribute Resources Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Sweet Natural Trading Co. Limited||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||ONEnergy Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Empower Clinics Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Environmental Waste International Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Blockchain Power Trust||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Mercal Capital Corp.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Wayland Group Corp.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Intercept Energy Services Inc.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/05/06||Divergent Energy Services Corp.||AB||Issued||None||No||Yes||Ban Securities Trading OF|