Search Cease Trade Orders
Search CTOs   Browse CTOs  Advanced Search  Help   Login

Name:
Begins with      ContainsSearch Tips

There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

Download search results in Excel format
Search Results Page of 462 (11529)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2018/01/19Les productions TV BWS inc.QCIssuedNoneNo Ban Securities Trading OF
2018/01/19Altair Resources Inc.BCIssued2018/02/08No Ban Securities Trading OF
2018/01/19Altair Resources Inc.BCIssued2018/02/08No Ban Securities Trading OF
2018/01/18Heatwurx, Inc.ABAmendedNoneNo Ban Securities Trading OF
2018/01/17Envoy Group Corp.BCAmendedNoneNo Ban Securities Trading OF
2018/01/16RB Energy Inc. ONAmendedNoneNo Ban Securities Trading OF
2018/01/12MJP International Ltd.ABAmendedNoneNo Ban Securities Trading OF
2018/01/10MX Gold Corp.BCIssuedNoneNo Ban Securities Trading OF
2018/01/09DD's Deluxe Rod Holder, Inc.SKIssuedNoneNo Ban Securities Trading OF
2018/01/09Nevis Capital CorporationABAmendedNoneNo Ban Securities Trading OF
2018/01/09West Nova Agro Commodities LimitedNSIssuedNoneNoYesBan Securities Trading OF
2018/01/05Millstream Mines Ltd.ONIssuedNoneNoYesBan Securities Trading OF
2018/01/05EA Education Group Inc. ONIssuedNoneNoYesBan Securities Trading OF
2017/12/13WORLD WISE TECHNOLOGIES INCABAmendedNoneNo Ban Securities Trading OF
2017/12/13Fundy Tidal Inc.NSIssuedNoneNoYesBan Securities Trading OF
2017/12/12International Daleco Technologies CorporationBCAmendedNoneNo Ban Securities Trading OF
2017/12/12Cascade Energy, Inc.ABAmendedNoneNo Ban Securities Trading OF
2017/12/11Cascade Energy, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/12/06Advanced Environmental Petroleum Producers, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/12/06Capital DGMC Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2017/12/05Questfire Energy Corp.AB-ONIssuedNoneNoYesBan Securities Trading OF
2017/12/05Petrowest CorporationAB-ONIssuedNoneNoYesBan Securities Trading OF
2017/12/05US Oil Sands Inc.ABIssuedNoneNoYesBan Securities Trading OF
2017/12/05Cavallo Wine Group International Inc.BCIssuedNoneNoYesBan Securities Trading OF
2017/12/05Duport Capital Ltd.BCIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 462 (11529)