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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 461 (11520)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2018/11/06PETRO VIKING ENERGY INC.BCAmendedNoneNo Ban Securities Trading OF
2018/11/06Petro Viking Energy Inc.ABAmendedNoneNo Ban Securities Trading OF
2018/11/06FS Financial Systems Inc.BCAmended2018/12/04No Ban Securities Trading OF
2018/11/06Verico FS Capital Inc.BCAmended2018/12/04No Ban Securities Trading OF
2018/11/06FS Financial Services (Alberta) Inc.BCAmended2018/12/04No Ban Securities Trading OF
2018/11/06FS Financial Services Inc.BCAmended2018/12/04No Ban Securities Trading OF
2018/11/06FS Financial Strategies Services Inc.BCAmended2018/12/04No Ban Securities Trading OF
2018/11/06FS Financial Strategies Inc.BCAmended2018/12/04No Ban Securities Trading OF
2018/11/023D Signatures Inc.ABIssuedNoneNoYesBan Securities Trading OF
2018/11/02Cabo Drilling Corp.BCIssuedNoneNoYesBan Securities Trading OF
2018/11/02International Zeolite Corp.BCIssuedNoneNoYesBan Securities Trading OF
2018/11/02American CuMo Mining CorporationBCIssuedNoneNo Ban Securities Trading OF
2018/11/02CellCube Energy Storage Systems Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2018/10/30Impak Finance inc.QCIssuedNoneNo Ban Securities Trading OF
2018/10/30China Keli Electric Company Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2018/10/30Impak Finance inc.QCAmended2018/12/30No Ban Securities Trading OF
Levée partielle
2018/10/16HQDA Elderly Life Network Corp.BCIssuedNoneNo Ban Securities Trading OF
2018/10/15BTV Games Inc.ABIssuedNoneNoYesBan Securities Trading OF
2018/10/05ZoomMed Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2018/10/02Tajiri Resources Corp.BCIssuedNoneNo Ban Securities Trading OF
2018/09/28Universal RessourcesQCIssuedNoneNo Ban Securities Trading OF
2018/09/18Poplar Creek Resources Inc.ABAmendedNoneNo Ban Securities Trading OF
2018/09/18Poplar Creek Resources Inc.BCAmendedNoneNo Ban Securities Trading OF
2018/09/17Argosy Minerals LimitedBCAmendedNoneYes Ban Securities Trading OF
Partially revoked for Sandy Cabrita
2018/09/17Argosy Minerals LimitedBCAmendedNoneYes Ban Securities Trading OF
Partially revoked for Gabriel Csanyi and Deborah Csanyi
Search Results Page of 461 (11520)