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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 463 (11560)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2019/05/17HyperBlock Inc.ONIssuedNoneNoYesBan Securities Trading OF
2019/05/16DSG Global Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/05/16Mobile Data Corp.BCAmendedNoneNo Ban Securities Trading OF
2019/05/13Prominex Resource Corp.BCAmendedNoneNo Ban Securities Trading OF
2019/05/08Perpetual Industries Inc.BCAmendedNoneNo Ban Securities Trading OF
2019/05/08Perpetual Industries Inc.ABAmendedNoneNo Ban Securities Trading OF
2019/05/07Métaux DNI Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2019/05/07Exploration Knick inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2019/05/07L'Entreprise DNA Canada Inc.QCIssuedNoneNoYesBan Securities Trading OF
2019/05/06Divestco Inc.AB-ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Pennine Petroleum CorporationAB-ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Vivione Biosciences Inc.AB-ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Petrocapita Income TrustAB-ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Strategic Oil & Gas Ltd.AB-ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Clarocity Corporation AB-ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Tribute Resources Inc.ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Sweet Natural Trading Co. LimitedONIssuedNoneNoYesBan Securities Trading OF
2019/05/06ONEnergy Inc. ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Empower Clinics Inc.ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Environmental Waste International Inc.ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Blockchain Power Trust ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Mercal Capital Corp.ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Wayland Group Corp.ONIssuedNoneNoYesBan Securities Trading OF
2019/05/06Intercept Energy Services Inc.ABIssuedNoneNoYesBan Securities Trading OF
2019/05/06Divergent Energy Services Corp.ABIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 463 (11560)