Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2018/08/09||Anglo-Bomarc Mines Ltd. (N.P.L.)||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/08/09||Evolution Blockchain Group Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2018/08/07||Assure Holdings Corp.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/08/03||Syncordia Technologies and Healthcare Solutions, Corp.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/08/03||Lovitt Resources Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/08/03||E.S.I. Environmental Sensors Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/08/03||Blizzard Finance Corp.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/08/03||Border Petroleum Limited||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/08/03||Lightning Ventures Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/07/31||edatanetworks Inc.||AB||Issued||None||No||Ban Securities Trading OF|
|TIETZEN, Terrence (Terry) Patrick|
|2018/07/27||Atacama Resources International Inc.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/07/26||Exploration Knick inc.||QC||Issued||None||No||Ban Securities Trading OF|
|2018/07/20||Novacab International, Inc.||QC||Amended||None||No||Ban Securities Trading OF|
|2018/07/20||Mobetize Corp.||BC||Amended||None||No||Ban Securities Trading OF|
|2018/07/19||Mobetize Corp.||BC||Issued||None||No||Ban Securities Trading OF|
|2018/07/18||Ocean Links Investments Inc.||NS||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/07/11||Reg Technologies Inc.||BC||Amended||None||No||Yes||Ban Securities Trading OF|
|2018/07/06||Electra Stone Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/07/05||Rockwell Diamonds Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/06/29||Tethys Petroleum Limited||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/06/26||Apple Green Holding, Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2018/06/26||Aphrodite Investors Group Inc.||NS||Issued||None||No||Yes||Ban Securities Trading OF|
|2018/06/25||Oil Optimization Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2018/06/18||Global Networks Corp.||BC||Amended||None||Yes||Ban Securities Trading OF|
|Partially revoked for Richard James Bauer|
|2018/06/13||Global Networks Corp.||BC||Amended||None||No||Ban Securities Trading OF|