Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2020/08/07||Aurex Energy Corp.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/08/05||Nexia Health Technologies Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/08/05||Prevent Health Care International Corp.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/08/05||Beleave Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/08/05||RYU Apparel Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/08/04||Axion Ventures Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/30||Atacama Resources International Inc.||AB||Amended||None||No||Ban Securities Trading OF|
|2020/07/29||Green Growth Brands Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/29||James E. Wagner Cultivation Corporation||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/22||Feronia Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/22||Braingrid Limited||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/22||Bellatrix Exploration Ltd.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/21||Calyx Ventures Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/21||Corsurex Resource Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/21||H-Source Holdings Ltd.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/17||Otso Gold Corp.||BC||Cancelled||None||No||Ban Securities Trading OF|
|GELMON, Mark; WESSON, Brian|
|2020/07/17||Admiral Rock Investments Ltd.||NS||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/15||Tree of Knowledge International Corp.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/15||Harborside Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/15||3 Sixty Risk Solutions Ltd.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/15||Core One Labs Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/14||Kalytera Therapeutics, Inc.||BC-ON||Amended||None||No||Yes||Ban Securities Trading OF|
|2020/07/09||Lendified Holdings Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/08||Pure Global Cannabis Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/07/08||Stargaze Entertainment Group Inc.||QC||Issued||None||No||Ban Securities Trading OF|