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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 462 (11534)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2018/04/20Hyperbaric Oxygenation CorporationBCAmendedNoneNo Ban Securities Trading OF
2018/04/20Mobile Data Corp.BCAmendedNoneNo Ban Securities Trading OF
2018/04/19Triton Emission Solutions Inc.BCIssuedNoneNo Ban Securities Trading OF
2018/04/17Ambient Water CorporationBCIssuedNoneNo Ban Securities Trading OF
2018/04/16All SecuritiesONIssued2018/05/01No Ban Securities Trading OF
TRILOGY EQUITIES GROUP LIMITED
2018/04/16All SecuritiesONIssued2018/05/01No Ban Securities Trading OF
TRILOGY MORTGAGE GROUP INC.
2018/04/13Viridis Energy Inc.BCAmendedNoneNo Ban Securities Trading OF
2018/04/12CIC Mining Resources Ltd.BCAmendedNoneNo Ban Securities Trading OF
2018/04/11Lux Energy Corp.BCAmendedNoneNo Ban Securities Trading OF
2018/04/11Moon Lake Golf and Country Club Ltd.SKIssuedNoneNo Ban Securities Trading OF
2018/04/10North America Frac Sand, Inc.BCIssuedNoneNo Ban Securities Trading OF
2018/04/09Avcorp Industries Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2018/04/09Jagercor Energy Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2018/04/09Liquid Media Group Ltd. BCIssuedNoneNoYesBan Securities Trading OF
2018/04/06Tellza Inc.ONIssuedNoneNoYesBan Securities Trading OF
2018/04/06ALL SECURITIESABIssuedNoneNo Ban Securities Trading OF
Imagine Research and Technology Inc.; JONES, Brian Michael; WHYTE, Alexander Whyte
2018/03/16Micrex Development Corp.ABIssuedNoneNoYesBan Securities Trading OF
2018/03/07Black Bull Resources Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2018/02/22Robix Environmental Technologies, Inc.ABIssuedNoneNo Ban Securities Trading OF
2018/02/22Mantra Venture Group Ltd.BCAmendedNoneNo Ban Securities Trading OF
2018/02/20REGI U.S., Inc. BCAmendedNoneNo Ban Securities Trading OF
2018/02/15Kirin International Holding Inc.BCAmendedNoneNo Ban Securities Trading OF
2018/02/14All SecuritiesONIssued2022/08/08No Ban Securities Trading OF
CBM Canada's Best Mortgage Corp.
2018/02/14American Paramount Gold Corp.BCAmendedNoneNo Ban Securities Trading OF
2018/02/09Gold Mining USA Inc.BCAmendedNoneNo Ban Securities Trading OF
Search Results Page of 462 (11534)