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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the implementation of statutory amendments in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador, certain orders issued in other provinces or territories automatically take effect in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador. For more information click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 471 (11757)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2023/01/27Corporation Financière All-Star inc. QCIssuedNoneNo Ban Securities Trading OF
2023/01/1350N BIOTECHNOLOGY GROUP LTD.BCIssuedNoneNoYesBan Securities Trading OF
2023/01/12Major Precious Metals Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2023/01/10SolarWindow Technologies, Inc.BCIssuedNoneNoYesBan Securities Trading OF
2023/01/09Caro Holdings Inc.BCIssuedNoneNo Ban Securities Trading OF
2023/01/06Oragin Foods Inc.ONIssuedNoneNoYesBan Securities Trading OF
2023/01/05Petroteq Energy Inc.ONIssuedNoneNoYesBan Securities Trading OF
2023/01/05Wavefront Technology Solutions Inc.ABIssuedNoneNoYesBan Securities Trading OF
2023/01/05First Uranium Resources Ltd.BC-ONIssuedNoneNoYesBan Securities Trading OF
2023/01/05TWX Group Holding LimitedBC-ONIssuedNoneNoYesBan Securities Trading OF
2023/01/05Canpac Investments Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2023/01/05Neptune Digital Assets Corp.BCIssuedNoneNoYesBan Securities Trading OF
2023/01/04High North Resources Ltd.ONAmendedNoneNo Ban Securities Trading OF
2022/12/22Net Zero Renewable Energy Inc.ONAmendedNoneNoYesBan Securities Trading OF
2022/12/19Affinor Growers Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/12/16GRS Hydrogen Solutions Inc.ABIssued2023/12/16No Ban Securities Trading OF
2022/12/16 Biomass Secure Power Inc. BCIssuedNoneNo Ban Securities Trading OF
2022/12/14Regal Resources Inc.BCAmendedNoneNo Ban Securities Trading OF
2022/12/07Digatrade Financial Corp.BCIssuedNoneNo Ban Securities Trading OF
2022/12/06SugarBud Craft Growers Corp.AB-ONIssuedNoneNoYesBan Securities Trading OF
2022/12/05Fiore Cannabis Ltd.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/12/05Flower One Holdings Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/12/05RYU Apparel Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/12/02Amilot Capital Inc.ONIssuedNoneNoYesBan Securities Trading OF
2022/12/02Reef Resources Ltd.AB-ONIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 471 (11757)