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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 577 (14416)
Issued
Date
NameSort in descending orderIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2013/08/07ZZZ Capital Corp.BCIssuedNoneNo Ban Securities Trading OF
2013/11/06ZZZ Capital Corp.ABIssuedNoneNo Ban Securities Trading OF
1992/06/17Zytec Systems Inc.ONIssuedNoneNo Ban Securities Trading OF
1992/05/04Zytec Systems Inc.BCIssuedNoneNo Ban Securities Trading OF
2001/02/27Zycom CorporationBCIssuedNoneNo Ban Securities Trading OF
2001/02/16ZYCOM CORPORATIONABIssuedNoneNo Ban Securities Trading OF
1986/02/18Zurich Energy Corp.BCIssuedNone  Ban Securities Trading OF
2008/11/05Zupintra Corporation, Inc.ABIssuedNoneNo Ban Securities Trading OF
2008/08/01Zupintra Corporation, Inc.ONIssuedNoneNo Ban Securities Trading OF
2012/08/28Zungui Haixi CorporationONIssuedNoneNo Ban Securities Trading BY
2012/08/28Zungui Haixi CorporationONIssuedNoneNo Ban Securities Trading OF
2012/09/27Zungui Haixi CorporationBCIssuedNoneNo Ban Securities Trading OF
2012/10/04Zungui Haixi CorporationMBIssuedNoneNo Ban Securities Trading OF
2012/11/28Zungui Haixi CorporationABIssuedNoneNo Ban Securities Trading OF
2012/10/17Zungui Haixi CorporationQCIssuedNoneNo Ban Securities Trading OF
2016/04/28Zulutoys LimitedSKIssuedNoneNo Ban Securities Trading BY
2013/09/11Zoro Mining Corp.BCIssuedNoneNo Ban Securities Trading OF
1996/02/06Zorah Media CorporationBCIssuedNoneNo Ban Securities Trading OF
2010/04/14Zoop réseau mobilité inc.QCIssuedNoneNo Ban Securities Trading OF
2018/10/05ZoomMed Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
1993/03/04ZONNE INVESTMENT CORPABIssuedNoneNo Ban Securities Trading OF
1989/06/22Zone Petroleum CorporationBCIssuedNoneNo Ban Securities Trading OF
2002/07/19ZONE ENTERTAINMENT GROUP INC., THEABIssuedNoneNo Ban Securities Trading OF
2010/06/07Zoloto Resources Ltd. ONAmendedNoneNo Ban Securities Trading OF
2009/05/19Zoloto Resources Ltd. ONIssuedNoneNo Ban Securities Trading OF
Search Results Page of 577 (14416)