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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 566 (14133)
Issued
Date
NameSort in ascending orderIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
1984/06/21"Gas", "The Fright", "Comics"SKIssuedNone  Ban Securities Trading OF
2009/01/19-BCIssued2024/01/18Yes Ban Securities Trading BY
JUNG, Henry
2010/11/19. Trading Ltd. also known as L.T.M.T TradingSKIssuedNoneNo Ban Securities Trading BY
2012/02/01@rgentum Canadian Equity PortfolioBCIssuedNoneNo Ban Securities Trading OF
2012/02/01@rgentum Canadian L/S Equity PortfolioBCIssuedNoneNo Ban Securities Trading OF
2012/02/01@rgentum Canadian Performance PortfolioBCIssuedNoneNo Ban Securities Trading OF
2012/02/01@rgentum Discovery PortfolioBCIssuedNoneNo Ban Securities Trading OF
2012/02/01@rgentum Income PortfolioBCIssuedNoneNo Ban Securities Trading OF
2012/02/01@rgentum International Master PortfolioBCIssuedNoneNo Ban Securities Trading OF
2012/02/01@rgentum Short Term Asset PortfolioBCIssuedNoneNo Ban Securities Trading OF
2012/02/01@rgentum U.S. Market Neutral PortfolioBCIssuedNoneNo Ban Securities Trading OF
2012/02/01@rgentum U.S. Master PortfolioBCIssuedNoneNo Ban Securities Trading OF
2015/02/230772835 B.C. Ltd.BCIssuedNoneNo Ban Securities Trading OF
2015/02/230772835 B.C. Ltd.BCIssuedNoneNo Ban Securities Trading BY
2018/08/080863220 B.C. Ltd.BCIssuedNoneNo Ban Securities Trading BY
2018/08/080905701 B.C. Ltd.BCIssuedNoneNo Ban Securities Trading BY
2016/07/070929870 B.C. Ltd.BCIssuedNoneNo Ban Securities Trading BY
2016/07/070929870 B.C. Ltd.BCIssuedNoneNo Ban Securities Trading OF
2015/12/110941092 B.C. Ltd.BCIssuedNoneNo Ban Securities Trading OF
2007/09/281-900 Jackpot, Inc.BCIssuedNoneNo Ban Securities Trading OF
2008/10/141-900 Jackpot, Inc.BCAmendedNoneNo Ban Securities Trading OF
2011/06/09101065273 Saskatchewan LtdSKIssuedNoneNo Ban Securities Trading OF
2011/06/09101065273 Saskatchewan LtdSKIssuedNoneNo Ban Securities Trading BY
Moen, Allan Peter; Supera, Louis
2011/10/21101065273 Saskatchewan LtdSKIssuedNoneNo Ban Securities Trading BY
Moen, Allan Peter; Supera, Louis
2011/06/09101076568 Saskatchewan LtdSKIssuedNoneNo Ban Securities Trading BY
Moen, Allan Peter; Supera, Louis
Search Results Page of 566 (14133)