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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 565 (14112)
Issued
DateSort in ascending order
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
1971/05/06Visa Bella Inc.QCIssuedNoneNo Ban Securities Trading OF
1971/06/11Santack Mines LimitedONIssuedNoneNo Ban Securities Trading OF
1971/08/17Killarney Oil & Gas Development Company LimitedONIssuedNoneNo Ban Securities Trading OF
1972/04/28Gray Industries Inc.ONIssuedNoneNo Ban Securities Trading OF
1972/06/27Scarboro Producers Market LimitedONIssuedNoneNo Ban Securities Trading OF
1972/07/31Citation Silver Mines Ltd.BCIssuedNone  Ban Securities Trading OF
1972/08/11Sapawe Gold Mines LimitedONIssuedNoneNo Ban Securities Trading OF
1973/10/09Canadian-Addicks Mining CorporationONIssuedNoneNo Ban Securities Trading OF
1974/01/04Pere Marquette Petroleums Ltd.ONIssuedNoneNo Ban Securities Trading OF
1974/02/14B.D.M. Fund LimitedONIssuedNoneNo Ban Securities Trading OF
1974/02/19FARMEX ENTERPRISES INC.ABIssuedNoneNo Ban Securities Trading OF
1974/03/15Magister Mining Corporation LimitedONIssuedNoneNo Ban Securities Trading OF
1974/07/16Utah Larder Gold Mines LimitedONIssuedNoneNo Ban Securities Trading OF
1974/09/04Captain International Industries Ltd.ONIssuedNoneNo Ban Securities Trading OF
1974/10/24MOUNT GRANT MINES LTDABIssuedNoneNo Ban Securities Trading OF
1974/12/11CANOXTIC MGMT LTDABIssuedNoneNo Ban Securities Trading OF
1974/12/12Barriere Explorations Ltd. (Npl)BCIssuedNone  Ban Securities Trading OF
1974/12/23Basin Jib Mines Ltd.ONIssuedNoneNo Ban Securities Trading OF
1975/01/27Bargnesi Mines LimitedONIssuedNoneNo Ban Securities Trading OF
1975/01/27Anjamin Mines LimitedONIssuedNoneNo Ban Securities Trading OF
1975/01/28Jason Gold CorporationBCIssuedNone  Ban Securities Trading OF
1975/02/04Feld Temagami Mines LimitedONIssuedNoneNo Ban Securities Trading OF
1975/02/13Gerido Lake Mines LimitedONIssuedNoneNo Ban Securities Trading OF
1975/02/13BAR 15 RANCH LTD & BAR SIMMENTAL INVESTMENT PROGRAMSABIssuedNoneNo Ban Securities Trading OF
1975/03/26Societe D'exploitation Consolidated LteeQCIssuedNoneNo Ban Securities Trading OF
Search Results Page of 565 (14112)