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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 574 (14329)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2021/07/26Poynt Corporation ONAmendedNoneNo Ban Securities Trading OF
2021/07/23CBD Global Sciences Inc.AB-ONIssuedNoneNoYesBan Securities Trading OF
2021/07/23United Lithium Corp.BCIssuedNoneNo Ban Securities Trading OF
2021/07/22Preferred Dental Technologies Inc.MB-ONAmendedNoneNoYesBan Securities Trading OF
2021/07/22Perisson Petroleum CorporationAB-ONIssuedNoneNoYesBan Securities Trading OF
2021/07/22Smartcool Systems Inc. BCAmendedNoneNoYesBan Securities Trading OF
2021/07/21Silver Horn Mining Ltd.BCAmendedNoneNo Ban Securities Trading OF
2021/07/20Atacama Resources International Inc.ABAmendedNoneNo Ban Securities Trading OF
2021/07/14La Residence Acadienne Co-Operative LimitedNSIssuedNoneNoYesBan Securities Trading OF
2021/07/12Sycamore Entertainment Group, Inc.BCAmendedNoneYes Ban Securities Trading OF
Partially Revoked for Michael James Sikich
2021/07/09ALL SECURITIESONIssuedNoneYes Ban Securities Trading BY
LendingArch Financial Inc.
2021/07/09ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
1502631 Alberta Ltd.
2021/07/09ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
1505106 Alberta Ltd.
2021/07/09ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
OmniArch Global
2021/07/09ALL SECURITIESONIssuedNoneYes Ban Securities Trading BY
OmniArch Ventures
2021/07/09ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
OmniArch Capital Group
2021/07/09ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
1611385 Alberta Ltd.
2021/07/09ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
982 Media
2021/07/09ALL SECURITIESONIssued2023/05/11Yes Ban Securities Trading BY
SINGH, Rajeev Jagdish
2021/07/09ALL SECURITIESONIssued2030/05/11Yes Ban Securities Trading BY
MODI, Arti Rajeev
2021/07/09BellRock Brands Inc,BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/07/09ALL SECURITIESONIssued2040/05/11Yes Ban Securities Trading BY
MODI, Jay Rasik
2021/07/07Sherbrook SBK Sport Corp.ABAmendedNoneNo Ban Securities Trading OF
2021/07/07Lake Winn Resources Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/07/07Sherbrook SBK Sport Corp.BCAmendedNoneNo Ban Securities Trading OF
Search Results Page of 574 (14329)