Search Cease Trade Orders
Search CTOs   Browse CTOs  Advanced Search  Help   Login

Name:
Begins with      ContainsSearch Tips

There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

Download search results in Excel format
Search Results Page of 567 (14159)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2019/09/17Medipure Holdings Inc.BCAmendedNoneNo Ban Securities Trading OF
2019/09/13DynaResource, Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/09/13Next Trade Ltd.SKIssued2019/09/27No Ban Securities Trading BY
2019/09/13Olympus MarketsSKIssued2019/09/27No Ban Securities Trading BY
2019/09/12GénéraleQCIssuedNoneNo Ban Securities Trading BY
CHRISTENSEN, Rosemary
2019/09/12ALL SECURITIESABIssuedNoneNo Ban Securities Trading OF
Donald Robert Schiemann; Harold Carl Schmidt; James Theodore Kentel; Kurtis Francis Robinson; Mark David Ruf
2019/09/12Lutheran Church-Canada, the Alberta British-Columbia District Investments Ltd.ABIssuedNoneNo Ban Securities Trading BY
Donald Robert Schiemann; Harold Carl Schmidt; James Theodore Kentel; Kurtis Francis Robinson; Mark David Ruf
2019/09/12Lutheran Church-Canada, the Alberta British-Columbia District Investments Ltd.ABIssuedNoneNo Ban Securities Trading OF
Donald Robert Schiemann; Harold Carl Schmidt; James Theodore Kentel; Kurtis Francis Robinson; Mark David Ruf
2019/09/12ALL SECURITIESABIssuedNoneNo Ban Securities Trading BY
Donald Robert Schiemann; Harold Carl Schmidt; James Theodore Kentel; Kurtis Francis Robinson; Mark David Ruf
2019/09/11GENERALBCIssued2023/09/11Yes Ban Securities Trading BY
COCKBURN, John Malcolm
2019/09/09Peeks Social Ltd.ONIssuedNoneNoYesBan Securities Trading OF
2019/09/05Eureka 93 Inc. ONIssuedNoneNoYesBan Securities Trading OF
2019/09/05Espial Group Inc.ONIssuedNoneNoYesBan Securities Trading OF
2019/09/05PetroQuest Energy, Inc. BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/09/05Good Life Networks Inc. BCIssuedNoneNoYesBan Securities Trading OF
2019/09/05Oriental Non-Ferrous Resources Development Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/09/04Alchemist Mining IncorporatedBC-ONIssuedNoneNoYesBan Securities Trading OF
2019/09/03Energold Drilling Corp. BCIssuedNoneNo Ban Securities Trading BY
DAVIDSON, Frederick William; HUANG, Chun Chieh Jerry
2019/09/03ASBCFinancialSKIssued2019/10/02No Ban Securities Trading BY
Turner, Walter
2019/08/22Compass Biotechnologies Inc.ABAmendedNoneNo Ban Securities Trading OF
2019/08/20All SecuritiesONAmended2019/09/24No Ban Securities Trading BY
WEALTH DISTRIBUTED CORP.
2019/08/20Novelion Therapeutics Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/08/16All SecuritiesONAmended2019/09/24No Ban Securities Trading BY
AUG ENTERPRISES INC.
2019/08/16All SecuritiesONAmended2019/09/24No Ban Securities Trading BY
WILKERSON, Kevin
2019/08/16All SecuritiesONAmended2019/09/24No Ban Securities Trading BY
CYBERVISION MMX INC.
Search Results Page of 567 (14159)