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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba and Saskatchewan, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba and Saskatchewan. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 569 (14212)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2019/12/05Earth Science Tech Inc.QCIssuedNoneNo Ban Securities Trading OF
2019/12/05Desource Mining Corp.BCIssuedNoneNoYesBan Securities Trading OF
2019/12/05DionyMed Brands Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/12/05Wolfpack Brands Corporation BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/12/05Traverse Energy Ltd.AB-ONIssuedNoneNoYesBan Securities Trading OF
2019/12/041040440 BC Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2019/12/04Minichiello Apparel Inc.BCIssuedNoneNoYesBan Securities Trading OF
2019/12/04Zecotek Photonics Inc.BCIssuedNoneNoYesBan Securities Trading OF
2019/12/04Halio Energy Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/12/04Primo Nutraceuticals Inc. BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/11/29EastWest Bioscience Inc. BCIssuedNoneNo Ban Securities Trading BY
GELINEAU, Rodney; MARJERRISON, Paul
2019/11/29Hi Ho Silver Resources Inc.BCIssuedNoneNo Ban Securities Trading BY
JORGENSON, William
2019/11/29MGX Minerals Inc.BCIssuedNoneNo Ban Securities Trading BY
LAZERSON, Jared; REIMANN, Michael
2019/11/29EastWest Bioscience Inc.SKIssuedNoneNo Ban Securities Trading BY
Gelineau, Rodney; Marjerrison, Paul
2019/11/20Energy Conversion Technologies Inc.ONAmendedNoneNo Ban Securities Trading OF
2019/11/18ALL SECURITIESABIssued2029/11/15No Ban Securities Trading BY
Dalla-Longa, Sherry Jean
2019/11/15FreedomEnergy Inc.BCAmendedNoneNoYesBan Securities Trading OF
2019/11/15GroGenesis, Inc. BCIssuedNoneNo Ban Securities Trading OF
2019/11/12All SecuritiesABIssuedNoneNo Ban Securities Trading BY
Vesta Capcorp Inc.
2019/11/12All SecuritiesABIssuedNoneNo Ban Securities Trading OF
Vesta Capcorp Inc.
2019/11/12All SecuritiesABIssuedNoneNo Ban Securities Trading BY
KITTS, Brian Arthur
2019/11/12ALL SECURITIESABIssued2025/11/12No Ban Securities Trading BY
John Charles Zang
2019/11/06All SecuritiesONAmended2020/02/14No Ban Securities Trading BY
AUG ENTERPRISES INC.
2019/11/06All SecuritiesONAmended2020/02/14No Ban Securities Trading BY
WILKERSON, Kevin
2019/11/06All SecuritiesONAmended2020/02/14No Ban Securities Trading BY
CYBERVISION MMX INC.
Search Results Page of 569 (14212)