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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the implementation of statutory amendments in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador, certain orders issued in other provinces or territories automatically take effect in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador. For more information click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 578 (14438)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2022/09/29Indigenous Bloom Hemp Corp.BCIssuedNoneNo Ban Securities Trading BY
MCFADDEN, Peter; ROSEBOROUGH, Lorne Mark
2022/09/29Isracann Biosciences Inc.BCIssuedNoneNo Ban Securities Trading BY
FLOUCAULT Phil; POPOVA Yana
2022/09/29iMining Technologies Inc.BCIssuedNoneNo Ban Securities Trading BY
MOOSA Saleem; SHROFF Khurram
2022/09/29Margaret Lake Diamonds Inc.BCIssuedNoneNo Ban Securities Trading BY
BARNETT Richard; NIEKEN Yari
2022/09/29G6 Materials Corp.BCIssuedNoneNo Ban Securities Trading BY
SCOTT, Robert; STOLYAROV, Daniel
2022/09/29Powertap Hydrogen Capital Corp.BCIssuedNoneNo Ban Securities Trading BY
DUMARESQ Joel; KILAMBI Raghunath
2022/09/29Affinor Growers Inc.BCIssuedNoneNo Ban Securities Trading BY
BRUSATORE Nick
2022/09/29Koios Beverage Corp.BCIssuedNoneNo Ban Securities Trading BY
MILLER Christopher
2022/09/29Crest Resources Inc.BCIssuedNoneNo Ban Securities Trading BY
CUBITT, Jason; TAM, Alan
2022/09/19Spyglass Resources Corp. ONAmendedNoneNo Ban Securities Trading OF
2022/09/19All SecuritiesABIssued2030/09/19No Ban Securities Trading BY
CERATO, Jan Gregory; aka STRZEPKA, Jan
2022/09/14Pro Minerals Inc.BCAmendedNoneNo Ban Securities Trading OF
2022/09/14Pro Minerals Inc.ONAmendedNoneNo Ban Securities Trading OF
2022/09/13i3 Interactive Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/09/121207382 B.C. Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2022/09/12 Altima Resources Ltd. BCIssuedNoneNoYesBan Securities Trading OF
2022/09/12GENERALBCIssued2030/03/12Yes Ban Securities Trading BY
SIDHU, Geoffrey Rajay
2022/09/09PlantMD A.I. Technologies Inc.BCIssuedNoneNoYesBan Securities Trading OF
2022/09/07Invictus MD Strategies Corp.BC-ONAmendedNoneNoYesBan Securities Trading OF
2022/09/06HeadsUp Entertainment International, Inc.ABAmendedNoneNo Ban Securities Trading OF
2022/09/06HeadsUp Entertainment International, Inc.ABAmendedNoneNo Ban Securities Trading OF
2022/09/06Hello Pal International Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/09/06Sproutly Canada, Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/09/02Way of Will Inc.ONIssuedNoneNoYesBan Securities Trading OF
2022/09/02Spruce Ridge Resources Ltd.ONIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 578 (14438)