Search Cease Trade Orders
Search CTOs   Browse CTOs  Advanced Search  Help   Login

Name:
Begins with      ContainsSearch Tips

There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

Download search results in Excel format
Search Results Page of 574 (14338)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2021/10/06HeadsUp Entertainment International, Inc.ABAmendedNoneNo Ban Securities Trading OF
2021/10/05iMining Technologies Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/10/05New Wave Holdings Corp.BC-ONCancelledNoneNoYesBan Securities Trading BY
2021/10/05New Wave Holdings Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/10/04Cadillac Ventures Inc.ONIssuedNoneNoYesBan Securities Trading OF
2021/09/30DGTL Holdings Inc. ONIssuedNoneNo Ban Securities Trading BY
Racic, Michael; Ty, Sean
2021/09/29Affinor Growers Inc.BCIssuedNoneNo Ban Securities Trading BY
BRUSATORE, Nicholas Gordon; DHALIWAL, Sarjinder
2021/09/24CO2 Solutions Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2021/09/24Argex Titanium Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2021/09/247936567 CANADA INC.QC-ONIssuedNoneNoYesBan Securities Trading OF
2021/09/23Malina Capital Inc.QCIssuedNoneNo Ban Securities Trading OF
2021/09/22Wolverine Technologies Corp.ABAmendedNoneNo Ban Securities Trading OF
2021/09/15ALL SECURITIESONAmendedNoneNo Ban Securities Trading BY
WILKERSON, Kevin
2021/09/15ALL SECURITIESONAmendedNoneNo Ban Securities Trading BY
DALEY, Sean
2021/09/14Newfoundland Goldbar Resources Inc.ABAmendedNoneNo Ban Securities Trading OF
2021/09/14Newfoundland Goldbar Resources Inc.BCAmendedNoneNo Ban Securities Trading OF
2021/09/08Verisante Technology, Inc.BC-ONAmendedNoneNoYesBan Securities Trading OF
2021/09/08Dhanoa Minerals Ltd.BCAmendedNoneYes Ban Securities Trading OF
Partially Revoked for BMO InvestorLine Inc. Clients and Jacoba Johanna Vanderhelm
2021/09/03Lakeview Hotel Investment Corp.MBIssuedNoneNo Ban Securities Trading BY
BEYER, Rudy;; LEVIT, Keith
2021/09/03Tiger International Resources Inc.BCIssuedNoneNoYesBan Securities Trading OF
2021/09/03Teal Valley Health Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/09/01AION THERAPEUTIC INC.ONIssuedNoneNo Ban Securities Trading BY
Malhotra, Rakesh; Simmonds, Graham
2021/08/31Aion Therapeutic Inc.BCIssuedNoneNo Ban Securities Trading BY
MALHOTRA, Rakesh; SIMMONDS, Graham
2021/08/27Spey Resources Corp.BCIssuedNoneNoYesBan Securities Trading OF
2021/08/27SENSIO Technologies Inc. ONAmendedNoneNo Ban Securities Trading OF
Search Results Page of 574 (14338)