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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 577 (14416)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2022/06/30Neptune Solutions Bien-Être inc.QCIssuedNoneNo Ban Securities Trading BY
BUARON, Joseph; CAMMARATA, Michael; DE GEUS, Michael; DENIS, Ronald; PHILLIPPS, Julie; SANFORD, Philip; WEAVER, Randy
2022/06/30Sproutly Canada, Inc. ONIssuedNoneNo Ban Securities Trading BY
LOVEROCK, CRAIG
2022/06/30LexaGene Holdings Inc.BCIssuedNoneNo Ban Securities Trading BY
MITCHELL Jeffrey; REGAN John
2022/06/30HIVE Blockchain Technologies Ltd.BCIssuedNoneNo Ban Securities Trading BY
DAUBARAS Darcy; HOLMES Frank
2022/06/29Rapid Dose Therapeutics Corp. ONIssuedNoneNo Ban Securities Trading BY
HYLAND, DOUGLAS; UPSDELL, MARK
2022/06/29Altima Resources Ltd.BCIssuedNoneNo Ban Securities Trading BY
BARNETT Richard; DEVRIES Joe
2022/06/29Sproutly Canada Inc.BCIssuedNoneNo Ban Securities Trading BY
LOVEROCK Craig; SEN Arup
2022/06/29i3 Interactive IncBCIssuedNoneNo Ban Securities Trading BY
GRANT Troy James; HENNING James
2022/06/29Hello Pal International Inc.BCIssuedNoneNo Ban Securities Trading BY
ROEHLIG Gunther; WONG Kean Li
2022/06/29Mobilum Technologies Inc.BCIssuedNoneNo Ban Securities Trading BY
HENDERSON John; LABELLA Steven
2022/06/20Nabati Foods Global Inc.BCIssuedNoneNo Ban Securities Trading BY
AUCOIN Michael; LEE Kelvin; LEONG Becky; YEHYA Ahmad
2022/06/14GENERALBCIssuedNoneNo Ban Securities Trading BY
DANFORTH, Caroline (also known as Caroline Winsor and Caroline Meyers)
2022/06/07Lachlan Star LimitedBC-ONIssuedNoneNoYesBan Securities Trading OF
2022/06/06Predictiv AI Inc. ONIssuedNoneNoYesBan Securities Trading OF
2022/06/06Tony G Co-Investment Holdings Ltd. ONIssuedNoneNoYesBan Securities Trading OF
2022/06/06Formation Acquisition Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/06/03Samco Gold LimitedONIssuedNoneNoYesBan Securities Trading OF
2022/06/03Royal Wins CorporationONIssuedNoneNoYesBan Securities Trading OF
2022/06/03Choom Holdings Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/06/03Lovitt Resources Inc.BCIssuedNoneNoYesBan Securities Trading OF
2022/06/01Plateau Energy Metals Inc.ONIssuedNoneNoYesBan Securities Trading OF
2022/06/01INDVR Brands Inc.BCCancelledNoneNo Ban Securities Trading OF
HEMPEL Hugh; SHAPIRO Jordan
2022/06/01C21 Investments Inc. BCIssuedNoneNo Ban Securities Trading BY
KIDD Michael; NEWMAN Sonny
2022/06/01Freshlocal Solutions Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/06/01INDVR Brands Inc.BCIssuedNoneNo Ban Securities Trading BY
HEMPEL Hugh; SHAPIRO Jordan
Search Results Page of 577 (14416)