Search Cease Trade Orders
Search CTOs   Browse CTOs  Advanced Search  Help   Login

Name:
Begins with      ContainsSearch Tips

There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the implementation of statutory amendments in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador, certain orders issued in other provinces or territories automatically take effect in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador. For more information click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

Download search results in Excel format
Search Results Page of 580 (14479)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2023/02/01Wellbeing Digital Sciences Inc.ONIssuedNoneNo Ban Securities Trading BY
GUTHRIE, NAJLA
2023/02/01Isracann Biosciences Inc.BCIssuedNoneNo Ban Securities Trading BY
KAILA Ajay Singh; POPOVA Yana
2023/02/01TUT Fitness Group Inc.BCIssuedNoneNo Ban Securities Trading BY
SMITH Robert; VARSHNEY Praveen
2023/02/01Global Wellness Strategies Inc.BCIssuedNoneNo Ban Securities Trading BY
KOTT Meris; PERRY JR Lindsey
2023/01/31Ressources Auxico Canada Inc.QCIssuedNoneNo Ban Securities Trading BY
ARSENEAULT, Jacques; BILLINGS, Mark; BOUDREAULT, Richard; GAUTHIER, Pierre; KING, Byron; KOZAK, Frederick; LAU, Joseph; SANDERSON, Melissa; WEST, Kenneth
2023/01/31TrackX Holdings Inc.BCIssuedNoneNo Ban Securities Trading BY
HARVIE Tim; MCCONNELL Glen
2023/01/31Permex Petroleum CorporationBCIssuedNoneNo Ban Securities Trading BY
EHSAN Mehran; MONTGOMERY Gregory
2023/01/31Wellbeing Digital Sciences Inc.BCIssuedNoneNo Ban Securities Trading BY
GUTHRIE Najla; ZIMARO Terrence
2023/01/31 Turnium Technology Group Inc. BCIssuedNoneNo Ban Securities Trading BY
SPRATT Derek
2023/01/27Corporation Financière All-Star inc. QCIssuedNoneNo Ban Securities Trading OF
2023/01/20ALL SECURITIES ONIssued2033/01/20Yes Ban Securities Trading BY
FAKHRY, Frank
2023/01/20ALL SECURITIES ONIssued2038/01/20Yes Ban Securities Trading BY
GOSS, Donald Alexander (Sandy)
2023/01/20ALL SECURITIES ONIssued2026/01/20Yes Ban Securities Trading BY
CANDUSSO, Christopher
2023/01/20ALL SECURITIESONIssued2038/01/20Yes Ban Securities Trading BY
VANNATTA, Steven
2023/01/20ALL SECURITIESONIssued2033/01/20Yes Ban Securities Trading BY
KITMITTO, Majd
2023/01/1350N BIOTECHNOLOGY GROUP LTD.BCIssuedNoneNoYesBan Securities Trading OF
2023/01/12Major Precious Metals Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2023/01/12GENERALBCIssued2026/01/12No Ban Securities Trading BY
LAWRENCE, Robert John
2023/01/12Tavistock Capital Corp.BCIssued2026/01/12No Ban Securities Trading BY
2023/01/10SolarWindow Technologies, Inc.BCIssuedNoneNoYesBan Securities Trading OF
2023/01/09Caro Holdings Inc.BCIssuedNoneNo Ban Securities Trading OF
2023/01/06Oragin Foods Inc.ONIssuedNoneNoYesBan Securities Trading OF
2023/01/05Petroteq Energy Inc.ONIssuedNoneNoYesBan Securities Trading OF
2023/01/05Wavefront Technology Solutions Inc.ABIssuedNoneNoYesBan Securities Trading OF
2023/01/05Luxxfolio Holdings Inc.ONIssuedNoneNo Ban Securities Trading BY
MCCORD, Geoffrey
Search Results Page of 580 (14479)