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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 567 (14153)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2019/07/12Parkside Resources CorporationBCAmendedNoneNo Ban Securities Trading OF
2019/07/10Alpha Peak Leisure Inc. BCIssuedNoneNo Ban Securities Trading OF
2019/07/10StartMonday Technology Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/07/09Callitas Health Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/07/05Waseco Resources Inc.ONIssuedNoneNoYesBan Securities Trading OF
2019/07/05All SecuritiesONIssued2022/07/05No Ban Securities Trading BY
BERNHOLTZ, Martin
2019/07/04Shean Investment Co-Operative LimitedNSIssuedNoneNoYesBan Securities Trading OF
2019/07/04Fortem Resources Inc.ABIssuedNoneNo Ban Securities Trading BY
BRUNER, Marc; DACUNHA, Robert
2019/07/04CPFS Professional Financial Services Inc.BCIssued2020/07/04No Ban Securities Trading BY
2019/07/04NuWealth Financial Group Inc.BCIssued2021/07/04No Ban Securities Trading BY
2019/07/04GENERALBCIssued2021/07/04Yes Ban Securities Trading BY
LIU, Chien-Hua (also known as William Liu)
2019/07/04Peeks Social Ltd.ONIssuedNoneNo Ban Securities Trading BY
Di Pietro, Gaetano; Itwaru, Mark Irfan
2019/07/03Future Farm Technologies Inc.BCIssuedNoneNo Ban Securities Trading BY
GILDEA, William; STANLEY, Craig
2019/07/02Eyecarrot Innovations Corp. BCIssuedNoneNo Ban Securities Trading BY
CEGIELSKI, Adam; MALHTRA, Rakesh
2019/06/25All SecuritiesONIssuedNoneNo Ban Securities Trading BY
MICHAELS, David Michael
2019/06/25MGM Resources Corp.ABAmendedNoneNo Ban Securities Trading OF
2019/06/25MGM Resources Corp.BCAmendedNoneNo Ban Securities Trading OF
2019/06/24ALL SECURITIESABIssuedNoneNo Ban Securities Trading BY
FAUTH, Vernon Ray
2019/06/10GENERALBCIssuedNoneNo Ban Securities Trading BY
FURMAN, William Wade
2019/06/05KMT-Hansa Corp.BCIssuedNoneNoYesBan Securities Trading OF
2019/06/05Lightstone Technologies Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2019/06/05Montego Resources Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/06/05Eight Solutions Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/06/04GénéraleQCIssuedNoneNo Ban Securities Trading BY
PHARAND, Louis;; STELLA, Leonardo (Leonard)
2019/06/03AllyMe Group, Inc.BCIssuedNoneNo Ban Securities Trading OF
Search Results Page of 567 (14153)