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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba and Saskatchewan, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba and Saskatchewan. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 569 (14212)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2020/04/06Partner Jet Corp.ONIssuedNoneNoYesBan Securities Trading OF
2020/04/06Coro Mining Corp.ONIssuedNoneNoYesBan Securities Trading OF
2020/04/03All SecuritiesONIssued2021/01/31No Ban Securities Trading OF
STINSON, Harry
2020/04/03All SecuritiesONAmended2021/01/31No Ban Securities Trading BY
STINSON, Harry
2020/04/03All SecuritiesONIssued2021/01/31No Ban Securities Trading OF
Restoration Funding Corporation
2020/04/03All SecuritiesONAmended2021/01/31No Ban Securities Trading BY
Restoration Funding Corporation
2020/04/03All SecuritiesONIssued2021/01/31No Ban Securities Trading OF
Stinson Hospitality Corp.
2020/04/03All SecuritiesONAmended2021/01/31No Ban Securities Trading BY
Stinson Hospitality Corp.
2020/04/03All SecuritiesONIssued2021/01/31No Ban Securities Trading OF
Stinson Hospitality Management Inc.
2020/04/03All SecuritiesONAmended2021/01/31No Ban Securities Trading BY
Stinson Hospitality Management Inc.
2020/04/03All SecuritiesONAmended2021/01/31No Ban Securities Trading OF
2020/04/03All SecuritiesONAmended2021/01/31No Ban Securities Trading BY
Buffalo Grand Hotel Inc.
2020/04/03Kew Media Group Inc.ONIssuedNoneNoYesBan Securities Trading OF
2020/03/31North Bud Farms Inc. ONIssuedNoneNo Ban Securities Trading BY
Homuth, Sean Joseph; Stoss, Jeffrey Nicholas
2020/03/27All SecuritiesONIssued2026/04/03Yes Ban Securities Trading BY
HAMILTON, Matthew John
2020/03/26United American Corp.QCIssuedNoneNo Ban Securities Trading OF
2020/03/20All SecuritiesONAmendedNoneNo Ban Securities Trading BY
DALEY, Sean
2020/03/20All SecuritiesONAmendedNoneNo Ban Securities Trading BY
DALEY, Sean, cob as the Ascension Foundation, OTO.Money, Silent Vault, and Crypto Wealth
2020/03/20All SecuritiesONAmendedNoneNo Ban Securities Trading BY
WEALTH DISTRIBUTED CORP.
2020/03/20All SecuritiesONAmendedNoneNo Ban Securities Trading BY
CYBERVISION MMX INC.
2020/03/20All SecuritiesONAmendedNoneNo Ban Securities Trading BY
WILKERSON, Kevin
2020/03/20All SecuritiesONAmendedNoneNo Ban Securities Trading BY
AUG ENTERPRISES INC.
2020/03/20All SecuritiesONAmendedNoneNo Ban Securities Trading BY
AUG ENTERPRISES INC.
2020/03/20All SecuritiesONAmendedNoneNo Ban Securities Trading BY
WILKERSON, Kevin
2020/03/20All SecuritiesONAmendedNoneNo Ban Securities Trading BY
CYBERVISION MMX INC.
Search Results Page of 569 (14212)