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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 572 (14284)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2021/03/02NetCents Technology Inc.BCIssuedNoneNo Ban Securities Trading BY
CHERRY, Christopher; MOORE, Clayton
2021/02/16Cava Healthcare Inc.BCIssuedNoneNoYesBan Securities Trading OF
2021/02/12Fonds de revenu Transition InnovationQCIssuedNoneNo Ban Securities Trading OF
2021/02/11RIO VERDE INDUSTRIES INC.ABAmendedNoneNo Ban Securities Trading OF
2021/02/11Rio Verde Industries Inc.BCAmendedNoneNo Ban Securities Trading OF
2021/02/08ALL SECURITIESONIssuedNoneYes Ban Securities Trading BY
SNELSON, Jon
2021/02/08ALL SECURITIESONIssued2025/02/08Yes Ban Securities Trading BY
GONCALVES, Victor
2021/02/05All SecuritiesABIssuedNoneNo Ban Securities Trading BY
RUSTULKA, Kenton Roy
2021/02/04Invictus MD Strategies Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/02/03Bloctrans Technologies Inc.BCIssuedNoneNoYesBan Securities Trading OF
2021/02/03Boss Minerals Inc.BCIssuedNoneNoYesBan Securities Trading OF
2021/02/03PPX Mining Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/02/03Wildflower Brands Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/02/02Black Tusk Resources Inc.BCIssuedNoneNo Ban Securities Trading BY
RUBIN, Roman Reuven
2021/02/02Black Tusk Resources Inc.BCIssuedNoneNo Ban Securities Trading BY
PENN, Richard Ryan
2021/01/29Entreprise Agro Tech 1 inc.QCIssuedNoneNo Ban Securities Trading OF
2021/01/29Corporation Globale ReïvaQCIssuedNoneNo Ban Securities Trading OF
2021/01/29Finance Silvermont Inc.QCIssuedNoneNo Ban Securities Trading OF
2021/01/29GENERALBCIssuedNoneYes Ban Securities Trading BY
SHARMA, Shayne William
2021/01/29Green River Gold Corp.ABIssuedNoneNo Ban Securities Trading BY
LITTLE, Pearson; STOCKDALE, Shawn
2021/01/29Cache Exploration Inc.BCIssuedNoneNo Ban Securities Trading BY
BAL, Jatinder; GRAHAM, Ian
2021/01/29Newmac Resources Inc.BCIssuedNoneNo Ban Securities Trading BY
CHAN, Valent; WU, Hanxin
2021/01/29Sycamore Entertainment Group, Inc.BCAmendedNoneYes Ban Securities Trading OF
Partially Revoked for Shairoze Amirali Chagan
2021/01/29Pushfor Investments Inc.BCIssuedNoneNo Ban Securities Trading BY
AYRAPETIAN, Aram
2021/01/29All SecuritiesONAmended2021/04/30No Ban Securities Trading OF
Search Results Page of 572 (14284)