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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 572 (14293)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2021/04/09Sunshine Oilsands Ltd.AB-ONIssuedNoneNoYesBan Securities Trading OF
2021/04/09Avicanna Inc. ONIssuedNoneNo Ban Securities Trading BY
Azadian, Aras; Sohi, Davender
2021/04/08XAU Resources Inc.ONIssuedNoneNoYesBan Securities Trading OF
2021/04/08King George Financial CorporationBCIssuedNoneNoYesBan Securities Trading OF
2021/04/08Siyata Mobile Inc. BCIssuedNoneNoYesBan Securities Trading OF
2021/04/07SOPerior Fertilizer Corp.ONIssuedNoneNoYesBan Securities Trading OF
2021/04/01Almonty Industries Inc.ONIssuedNoneNo Ban Securities Trading BY
Black, Lewis; Gelmon, Mark
2021/04/01Persta Resources Inc.ABIssuedNoneNo Ban Securities Trading BY
MEIDL, Jesse; WANG, Pingzai
2021/04/01Canadian Overseas Petroleum LimitedABIssuedNoneNo Ban Securities Trading BY
GAFFNEY, Ryan; MILLHOLLAND, Arthur
2021/04/01ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
KATEBIAN, Payam
2021/04/01ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
KATEBIAN, Morteza
2021/04/01ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
Money Gate Corp. (MGC)
2021/04/01ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
Money Gate Mortgage Investment Corporation (MGMIC)
2021/04/01ALL SECURITIESONAmendedNoneNo Ban Securities Trading OF
Money Gate Mortgage Investment Corporation (MGMIC)
2021/03/31New Klondike Exploration Ltd.QCAmendedNoneYes Ban Securities Trading OF
2021/03/31New Klondike Exploration Ltd.BCAmendedNoneNo Ban Securities Trading OF
2021/03/31Altima Resources Ltd. BCIssuedNoneNo Ban Securities Trading BY
BARNETT, Richard; DEVRIES, Joe
2021/03/31Transcanna Holdings Inc.BCIssuedNoneNo Ban Securities Trading BY
KHANGURA, Gagandeep; WESIK, Stephanie
2021/03/31New Klondike Exploration Ltd. ONAmendedNoneNo Ban Securities Trading OF
2021/03/31GENERALBCIssuedNoneNo Ban Securities Trading BY
ROCHARD, John Byron
2021/03/30Axion Ventures Inc.BCAmendedNoneNoYesBan Securities Trading OF
2021/03/30Axion Ventures Inc.BCAmendedNoneNoYesBan Securities Trading OF
2021/03/29Sunshine Oilsands Ltd.ABAmendedNoneNo Ban Securities Trading OF
2021/03/25HeadsUp Entertainment International, Inc.ABAmendedNoneNo Ban Securities Trading OF
2021/03/24Texas Jack Oil & Gas CorporationBCAmendedNoneNo Ban Securities Trading OF
Search Results Page of 572 (14293)