Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2019/04/25||GENERAL||BC||Issued||None||Yes||Ban Securities Trading BY|
|HOGABOAM, Lyle Charles|
|2019/04/17||Hyduke Energy Services Inc.||AB-ON||Issued||None||No||Ban Securities Trading BY|
|CRISTIANO, Nick; ROSS, Patrick|
|2019/04/17||Samex Mining Corp.||BC||Amended||None||No||Ban Securities Trading OF|
|2019/04/15||iMine Corporation||BC||Issued||None||No||Ban Securities Trading OF|
|2019/04/15||Image International Group, Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2019/04/15||RenovaCare, Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2019/04/15||DynaResource, Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2019/04/11||UFCG Limited||SK||Issued||2019/10/11||No||Ban Securities Trading BY|
|2019/04/11||United FCG||SK||Issued||2019/10/11||No||Ban Securities Trading BY|
|2019/04/11||UFCG Ltd.||SK||Issued||2019/10/11||No||Ban Securities Trading BY|
|2019/04/11||United Financial Commodity Group||SK||Issued||2019/10/11||No||Ban Securities Trading BY|
|2019/04/09||Midas Medici Group Holdings Inc.||QC||Issued||None||No||Ban Securities Trading OF|
|2019/04/09||GENERAL||BC||Issued||None||No||Ban Securities Trading BY|
|JOHNSON, Brent Hugo|
|2019/04/09||MountainStar Gold Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2019/04/09||ALL SECURITIES||AB||Issued||2024/04/08||No||Ban Securities Trading BY|
|FRASER, Gordon Thomson|
|2019/04/05||1020650 B.C.Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/04/05||King George Financial Corporation||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/04/05||Barker Minerals Ltd.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/04/05||Haltain Developments Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/04/05||Ocean Links Investments Inc.||NS||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/04/04||Promax Communications Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2019/04/04||Namaste Technologies Inc.||ON||Issued||None||No||Ban Securities Trading BY|
|2019/04/03||Esrey Resources Ltd.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2019/04/03||GENERAL||BC||Issued||2026/04/03||Yes||Ban Securities Trading BY|
|HAMILTON, Matthew John|
|2019/04/02||Golden Dawn Minerals Inc.||BC||Issued||None||No||Ban Securities Trading BY|
|BALL Matthew; KEITH Nicolette Ann|