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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 567 (14160)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2019/07/05All SecuritiesONIssued2022/07/05No Ban Securities Trading BY
BERNHOLTZ, Martin
2019/06/10Astro Aerospace Ltd.BCIssuedNoneNo Ban Securities Trading OF
2019/06/10Trillion Energy International Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/06/10GENERALBCIssuedNoneNo Ban Securities Trading BY
FURMAN, William Wade
2019/06/06Priority Minerals Corp.BCIssuedNoneNoYesBan Securities Trading OF
2019/06/06Polarity Minerals Corp.BCIssuedNoneNoYesBan Securities Trading OF
2019/06/05Gravitas Financial Inc.ONIssuedNoneNoYesBan Securities Trading OF
2019/06/05KMT-Hansa Corp.BCIssuedNoneNoYesBan Securities Trading OF
2019/06/05Lightstone Technologies Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2019/06/05Montego Resources Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/06/05Eight Solutions Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/06/03AllyMe Group, Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/06/03Cryptobloc Technologies Corp.BCIssuedNoneNo Ban Securities Trading BY
ABENANTE, Robert
2019/06/03All SecuritiesONIssuedNoneNo Ban Securities Trading BY
THEROUX, Alain Armand
2019/05/29Cryptobloc Technologies Corp.BCAmended2020/05/27No Ban Securities Trading BY
* Temporary Order extended for the following:; 1153307 B.C. Ltd.; 658111 B.C. Ltd.; Altitude Marketing Corp.; BEVILACQUA, John Rosarino; BOSWELL, Robert William; Bertho Holdings Ltd.; Detona Capital Corp.; Escher Invest SA; Essos Corporate Services Inc.; GILL, Simran Singh; Haight-Ashbury Media Consultants Ltd.; Hunton Advisory Ltd.; JACKSON, Anthony Kevin; JARMAN, Scott Jason; JCN Capital Corp.; Jarman Capital Inc.; Kendl Capital Limited; LAWRENCE, Robert John; LIU, Justin Edgar; Lukor Capital Corp.; MAWJI, Aly Babu Husein; MAWJI-ESMAIL, Rufiza Babu Husein; MacPHERSON, Keir Paul; Northwest Marketing and Management Inc.; PADDOCK, Cameron Robert; Platinum Capital Corp.; Rockshore Advisors Ltd. (formerly known as Cam Paddock Enterprises Inc.); SHAHROKHI, Ashkan; SHULL, Jason Christopher; Sway Capital Corp.; TOLLSTAM, Albert Kenneth; TORRES, Von Rowell; TRAINOR, Denise Marie; Tavistock Capital Corp.; Tollstam & Company Chartered Accountants; VAN SKIVER, Russell Grant; VENIER, Ryan Peter; VILLANUEVA, Danilen; WHITE, Randy
2019/05/29New Point Exploration Corp.BCAmended2020/05/27No Ban Securities Trading BY
* Temporary Order extended for the following:; 1153307 B.C. Ltd.; 658111 B.C. Ltd.; Altitude Marketing Corp.; BEVILACQUA, John Rosarino; BOSWELL, Robert William; Bertho Holdings Ltd.; Detona Capital Corp.; Escher Invest SA; Essos Corporate Services Inc.; GILL, Simran Singh; Haight-Ashbury Media Consultants Ltd.; Hunton Advisory Ltd.; JACKSON, Anthony Kevin; JARMAN, Scott Jason; JCN Capital Corp.; Jarman Capital Inc.; Kendl Capital Limited; LAWRENCE, Robert John; LIU, Justin Edgar; Lukor Capital Corp.; MAWJI, Aly Babu Husein; MAWJI-ESMAIL, Rufiza Babu Husein; MacPHERSON, Keir Paul; Northwest Marketing and Management Inc.; PADDOCK, Cameron Robert; Platinum Capital Corp.; Rockshore Advisors Ltd. (formerly known as Cam Paddock Enterprises Inc.); SHAHROKHI, Ashkan; SHULL, Jason Christopher; Sway Capital Corp.; TOLLSTAM, Albert Kenneth; TORRES, Von Rowell; TRAINOR, Denise Marie; Tavistock Capital Corp.; Tollstam & Company Chartered Accountants; VAN SKIVER, Russell Grant; VENIER, Ryan Peter; VILLANUEVA, Danilen; WHITE, Randy
2019/05/29BLOK Technologies Inc.BCAmended2020/05/27No Ban Securities Trading BY
* Temporary Order extended for the following:; 1153307 B.C. Ltd.; 658111 B.C. Ltd.; Altitude Marketing Corp.; BEVILACQUA, John Rosarino; BOSWELL, Robert William; Bertho Holdings Ltd.; Detona Capital Corp.; Escher Invest SA; Essos Corporate Services Inc.; GILL, Simran Singh; Haight-Ashbury Media Consultants Ltd.; Hunton Advisory Ltd.; JACKSON, Anthony Kevin; JARMAN, Scott Jason; JCN Capital Corp.; Jarman Capital Inc.; Kendl Capital Limited; LAWRENCE, Robert John; LIU, Justin Edgar; Lukor Capital Corp.; MAWJI, Aly Babu Husein; MAWJI-ESMAIL, Rufiza Babu Husein; MacPHERSON, Keir Paul; Northwest Marketing and Management Inc.; PADDOCK, Cameron Robert; Platinum Capital Corp.; Rockshore Advisors Ltd. (formerly known as Cam Paddock Enterprises Inc.); SHAHROKHI, Ashkan; SHULL, Jason Christopher; Sway Capital Corp.; TOLLSTAM, Albert Kenneth; TORRES, Von Rowell; TRAINOR, Denise Marie; Tavistock Capital Corp.; Tollstam & Company Chartered Accountants; VAN SKIVER, Russell Grant; VENIER, Ryan Peter; VILLANUEVA, Danilen; WHITE, Randy
2019/05/29Green 2 Blue Energy Corp.BCAmended2020/05/27No Ban Securities Trading BY
* Temporary Order extended for the following:; 1153307 B.C. Ltd.; 658111 B.C. Ltd.; Altitude Marketing Corp.; BEVILACQUA, John Rosarino; BOSWELL, Robert William; Bertho Holdings Ltd.; Detona Capital Corp.; Escher Invest SA; Essos Corporate Services Inc.; GILL, Simran Singh; Haight-Ashbury Media Consultants Ltd.; Hunton Advisory Ltd.; JACKSON, Anthony Kevin; JARMAN, Scott Jason; JCN Capital Corp.; Jarman Capital Inc.; Kendl Capital Limited; LAWRENCE, Robert John; LIU, Justin Edgar; Lukor Capital Corp.; MAWJI, Aly Babu Husein; MAWJI-ESMAIL, Rufiza Babu Husein; MacPHERSON, Keir Paul; Northwest Marketing and Management Inc.; PADDOCK, Cameron Robert; Platinum Capital Corp.; Rockshore Advisors Ltd. (formerly known as Cam Paddock Enterprises Inc.); SHAHROKHI, Ashkan; SHULL, Jason Christopher; Sway Capital Corp.; TOLLSTAM, Albert Kenneth; TORRES, Von Rowell; TRAINOR, Denise Marie; Tavistock Capital Corp.; Tollstam & Company Chartered Accountants; VAN SKIVER, Russell Grant; VENIER, Ryan Peter; VILLANUEVA, Danilen; WHITE, Randy
2019/05/29See OrderBCAmended2020/05/27No Ban Securities Trading BY
1153307 B.C. Ltd.; 658111 B.C. Ltd.; Altitude Marketing Corp.; BEVILACQUA, John Rosarino; BOSWELL, Robert William; Bertho Holdings Ltd.; Detona Capital Corp.; Escher Invest SA; Essos Corporate Services Inc.; GILL, Simran Singh; Haight-Ashbury Media Consultants Ltd.; Hunton Advisory Ltd.; JARMAN, Scott Jason; JCN Capital Corp.; Jackson & Company Professional Corp.; Jarman Capital Inc.; Kendl Capital Limited; LAWRENCE, Robert John; LIU, Justin Edgar; Lukor Capital Corp.; MAWJI, Aly Babu Husein; MAWJI-ESMAIL, Rufiza Babu Husein; MacPHERSON, Keir Paul; Northwest Marketing and Management Inc.; PADDOCK, Cameron Robert; Platinum Capital Corp.; Rockshore Advisors Ltd. (formerly known as Cam Paddock Enterprises Inc.); SHAHROKHI, Ashkan; SHULL, Jason Christopher; Sway Capital Corp.; TOLLSTAM, Albert Kenneth; TORRES, Von Rowell; TRAINOR, Denise Marie; Tavistock Capital Corp.; Tollstam & Company Chartered Accountants; VAN SKIVER, Russell Grant; VENIER, Ryan Peter; VILLANUEVA, Danilen; WHITE, Randy
2019/05/27Coperstone LimitedSKIssuedNoneNo Ban Securities Trading BY
Neuburger, Chad; Silverman. Randall
2019/05/27Coperstone Partners LimitedSKIssuedNoneNo Ban Securities Trading BY
Neuburger, Chad; Silverman. Randall
2019/05/17HyperBlock Inc.ONIssuedNoneNoYesBan Securities Trading OF
2019/05/16DSG Global Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/05/16Mobile Data Corp.BCAmendedNoneNo Ban Securities Trading OF
2019/05/16Voir ordonnanceQCIssuedNoneYes Ban Securities Trading BY
3W Giant Mart inc;; ROCHELEAU, Michel
Search Results Page of 567 (14160)