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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 565 (14112)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2018/07/20Novacab International, Inc.QCAmendedNoneNo Ban Securities Trading OF
2018/07/20Mobetize Corp.BCAmendedNoneNo Ban Securities Trading OF
2018/07/19All SecuritiesONIssuedNoneNo Ban Securities Trading BY
LIM, David Tuan Seng; MUGFORD, Michael
2018/07/19Mobetize Corp.BCIssuedNoneNo Ban Securities Trading OF
2018/07/18All SecuritiesONAmended2019/01/23No Ban Securities Trading BY
COMBDEN, Casey; PARKER, Eleanor; USI Tech Limited
2018/07/18Ocean Links Investments Inc.NSIssuedNoneNoYesBan Securities Trading OF
2018/07/16All SecuritiesONIssued2022/05/26No Ban Securities Trading BY
BERRY, Wayne J.
2018/07/12Park Place Energy Inc.BCIssuedNoneNo Ban Securities Trading OF
2018/07/11Reg Technologies Inc.BCAmendedNoneNoYesBan Securities Trading OF
2018/07/11All SecuritiesABIssuedNoneNo Ban Securities Trading BY
FELGATE, Nicholas John
2018/07/09All SecuritiesONIssuedNoneNo Ban Securities Trading BY
CHAN, Allen; HO, George; HUNG, Alfred C.T.; IP, Albert; YEUNG, Simon
2018/07/06edatanetworks Inc.ABIssued2018/08/03No Ban Securities Trading BY
Terrance (Terry) Patrick Tietzen
2018/07/06edatanetworks Inc.ABCancelled2018/08/03No Ban Securities Trading OF
Terrance (Terry) Patrick Tietzen
2018/07/06Electra Stone Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2018/07/05Rockwell Diamonds Inc. ONIssuedNoneNoYesBan Securities Trading OF
2018/07/04Senator Minerals Inc.BCIssuedNoneNo Ban Securities Trading BY
Louth International Overseas, Corp.; MOAR, Daniel James
2018/07/03All SecuritiesONIssued2027/12/19No Ban Securities Trading BY
VANTOOREN, Klaas
2018/07/03All SecuritiesONAmended2019/01/10No Ban Securities Trading BY
SINGER, Mark Lee
2018/07/03All SecuritiesONAmended2019/01/10No Ban Securities Trading BY
SEVILLA, Bernard Justin
2018/07/03All SecuritiesONAmended2019/01/10No Ban Securities Trading BY
PRICE, Stewart
2018/07/03All SecuritiesONAmended2019/01/10No Ban Securities Trading BY
SCHWARTZ, Martin (aka SHWARTZ, Martin)
2018/07/03All SecuritiesONAmended2019/01/10No Ban Securities Trading BY
TRD-Euromarkets S.L.
2018/07/03All SecuritiesONAmended2019/01/10No Ban Securities Trading BY
Trans-Atlantic Direct
2018/07/03GENERALBCIssued2021/07/03Yes Ban Securities Trading BY
REYNOLDS, Keir
2018/06/29Tethys Petroleum LimitedAB-ONIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 565 (14112)