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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 572 (14291)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2020/09/21Canada Iron Inc.ABAmendedNoneNo Ban Securities Trading OF
2020/09/21Hello Pal International Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2020/09/21Canada Iron Inc.BCAmendedNoneNo Ban Securities Trading OF
2020/09/18GreenSpace Brands Inc.ONIssuedNoneNoYesBan Securities Trading OF
2020/09/18Lift & Co. Corp.ONIssuedNoneNoYesBan Securities Trading OF
2020/09/18BetterU Education Corp.ONIssuedNoneNoYesBan Securities Trading OF
2020/09/18Wayzata Finance Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2020/09/18ACGT DNA Technologies CorporationBC-ONIssuedNoneNoYesBan Securities Trading OF
2020/09/18Prime Minerals Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2020/09/18Jonpol Resources Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2020/09/18Altair Resources Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2020/09/17Mountain Valley MD Holdings Inc.ONIssuedNoneNo Ban Securities Trading BY
Hancock, Dennis
2020/09/17Agrios Global Holdings Ltd.ONIssuedNoneNo Ban Securities Trading BY
Kanade, Sameet
2020/09/17Blizzard Finance Corp.BCIssuedNoneNoYesBan Securities Trading OF
2020/09/17Galore Resources Inc.BCIssuedNoneNoYesBan Securities Trading OF
2020/09/17Geyser Brands Inc.BCIssuedNoneNoYesBan Securities Trading OF
2020/09/17Napier Ventures Inc.BCIssuedNoneNoYesBan Securities Trading OF
2020/09/17Litelink Technologies Inc.BCIssuedNoneNo Ban Securities Trading BY
GREEN, Peter; KARIM, Ashik
2020/09/16Zinc One Resources Inc.BCIssuedNoneNoYesBan Securities Trading OF
2020/09/16Sproutly Canada, Inc.ONIssuedNoneNo Ban Securities Trading BY
Loverock, Craig
2020/09/15 Mountain Valley MD Holdings Inc. BCIssuedNoneNo Ban Securities Trading BY
HANCOCK, Dennis; TRIPLETT, Aaron
2020/09/15Resverlogix Corp.ABIssuedNoneNo Ban Securities Trading BY
CANN, Brad; MCCAFFREY, Donald
2020/09/15Isodiol International Inc.BCIssuedNoneNo Ban Securities Trading BY
AGRAMONT, Marcos; ALVIS, Andrew
2020/09/15Binovi Technologies Corp.BCIssuedNoneNo Ban Securities Trading BY
CEGIELSKI, Adam; MALHOTRA, Rakesh
2020/09/15Diamcor Mining Inc.BCIssuedNoneNo Ban Securities Trading BY
TAYLOR, Dean; VUCUREVICH, Darren
Search Results Page of 572 (14291)