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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 564 (14090)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2019/03/15Nevis Capital CorporationABAmendedNoneNo Ban Securities Trading OF
2019/03/14Liquid Media Group Ltd.BCIssuedNoneNo Ban Securities Trading OF
2019/03/14Mobetize Corp. BCIssuedNoneNo Ban Securities Trading OF
2019/03/14Oriens Travel & Hotel Management Corp.BCAmendedNoneNo Ban Securities Trading OF
2019/03/11ASBCFinancialSKIssued2019/08/20No Ban Securities Trading BY
Turner, Walter
2019/03/11GENERALBCIssuedNoneNo Ban Securities Trading BY
CRAVEN, David
2019/03/11EuroHelvetia TrustCo. S.A. now known as EHT Corporate Services S.A.BCIssuedNoneNo Ban Securities Trading BY
2019/03/11GENERALBCIssuedNoneNo Ban Securities Trading BY
DEYRMENJIAN, Garo Aram
2019/03/11GENERALBCIssuedNoneNo Ban Securities Trading BY
KHORCHIDIAN, Raffi
2019/03/07Halio Energy Inc.BC-ONAmendedNoneNoYesBan Securities Trading OF
2019/03/07Infrastructure Materials Corp.AB-ONIssuedNoneNoYesBan Securities Trading OF
2019/03/07Itokk, Inc.BCAmendedNoneNo Ban Securities Trading OF
2019/03/06BRS Resources Ltd. BCIssuedNoneNoYesBan Securities Trading OF
2019/03/05All SecuritiesABIssued2027/03/05No Ban Securities Trading OF
Tamarisk Energy Corp.
2019/03/05All SecuritiesABIssued2027/03/05No Ban Securities Trading BY
STEWART, Robert Carl
2019/03/04GENERALBCIssued2023/03/04Yes Ban Securities Trading BY
ADAM, Mitchell Gordon
2019/03/04GENERALBCIssuedNoneNo Ban Securities Trading BY
CHIEDUCH, Edward Earl
2019/03/04Military International LimitedBCAmendedNoneNo Ban Securities Trading OF
2019/03/01Netcents Technology Inc.BCIssuedNoneNo Ban Securities Trading BY
CHERRY, Christopher; MOORE, Clayton
2019/02/28Distinct Infrastructure Group Inc.ONIssuedNoneYes Ban Securities Trading OF
2019/02/25Avalon Works Corp.ABAmendedNoneNo Ban Securities Trading OF
2019/02/25Avalon Works Corp.BCAmendedNoneNo Ban Securities Trading OF
2019/02/25Avalon Works Corp.ONAmendedNoneNo Ban Securities Trading OF
2019/02/21Auctions International Inc.BCAmendedNoneNo Ban Securities Trading OF
2019/02/21Base Finance Ltd.ABIssuedNoneNo Ban Securities Trading OF
Search Results Page of 564 (14090)