Search Cease Trade Orders
Search CTOs   Browse CTOs  Advanced Search  Help   Login

Name:
Begins with      ContainsSearch Tips

There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

Download search results in Excel format
Search Results Page of 572 (14296)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2021/01/15DSG Global Inc.BCIssuedNoneNoYesBan Securities Trading OF
2021/01/15NetCents Technology Inc.BCIssuedNoneNo Ban Securities Trading BY
MOORE, Clayton Leigh
2021/01/12CanaFarma Hemp Products. Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/01/11Le Château inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2021/01/08Clean Power Concepts Inc.BCAmendedNoneNo Ban Securities Trading OF
2021/01/07EXMceuticals Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/01/06TWX Group Holding LimitedBC-ONIssuedNoneNoYesBan Securities Trading OF
2021/01/05Orchid Ventures, Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2021/01/04EastWest Bioscience Inc.BCIssuedNoneNo Ban Securities Trading BY
GELINEAU, Rodney; MARJERRISON, Paul
2020/12/31Body and Mind Inc.BCIssuedNoneNo Ban Securities Trading BY
MILLS, Michael; SHIM, Dong
2020/12/30Mojave Gold Corp.BCIssuedNoneNo Ban Securities Trading BY
BRONSON, Greg; PANTOJA, Paloma
2020/12/30QMC Quantum MInerals Corp.BCIssuedNoneNo Ban Securities Trading BY
LOW, Edward; MANN, Balraj
2020/12/23Pinestar Gold Inc.ABAmendedNoneNo Ban Securities Trading OF
2020/12/23Pinestar Gold Inc.BCAmendedNoneNo Ban Securities Trading OF
2020/12/21ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
PAOLUCCI, Dino
2020/12/18Sycamore Entertainment Group, Inc.BCAmendedNoneYes Ban Securities Trading OF
Partially Revoked for Mohinderpal Singh Minhas
2020/12/17STRALAK RESOURCES INC.ABAmendedNoneNo Ban Securities Trading OF
2020/12/17Stralak Resources Inc.BCAmendedNoneNo Ban Securities Trading OF
2020/12/16First Potash Corp.ABAmendedNoneNo Ban Securities Trading OF
2020/12/16First Potash Corp.BCAmendedNoneNo Ban Securities Trading OF
2020/12/16True Zone Resources Inc.BCAmendedNoneNo Ban Securities Trading OF
2020/12/14ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
JONES, Bradley
2020/12/14ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
BROWN, Gary
2020/12/14ALL SECURITIESONIssuedNoneNo Ban Securities Trading BY
MOAG COPPER GOLD RESOURCES INC.
2020/12/10Nautilus Minerals Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 572 (14296)