Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2020/12/01||Speakeasy Cannabis Club Ltd.||BC||Issued||None||No||Ban Securities Trading OF|
|DAVIDSON, Malcolm; GEEN, Patrick|
|2020/12/01||Lakeview Hotel Investment Corp.||MB||Issued||None||No||Ban Securities Trading BY|
|BEYER, Rudy; LEVIT, Keith|
|2020/12/01||Body and Mind Inc.||BC||Issued||None||No||Ban Securities Trading BY|
|MILLS, Michael; SHIM, Dong|
|2020/12/01||Hi Ho Silver Resources Inc.||BC||Issued||None||No||Ban Securities Trading BY|
|2020/12/01||Last Mile Holdings Ltd.||BC||Issued||None||No||Ban Securities Trading BY|
|2020/12/01||EastWest Bioscience Inc.||BC||Issued||None||No||Ban Securities Trading BY|
|GELINEAU, Rodney; MARJERRISON, Paul|
|2020/12/01||MedMen Enterprises Inc.||BC||Issued||None||No||Ban Securities Trading BY|
|HYDER, Zeeshan; LYNCH, Thomas|
|2020/12/01||Nutritional High International Inc.||ON||Issued||None||No||Ban Securities Trading BY|
|Durfy, John James; Wilson, Robert|
|2020/12/01||GreenBank Capital Inc.||ON||Issued||None||No||Ban Securities Trading BY|
|Lonsdale, David; Nagamatsu, Miles|
|2020/11/25||Vatic Ventures Corp.||BC-ON||Amended||None||No||Yes||Ban Securities Trading OF|
|2020/11/24||Jaguar Resources Inc.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/11/20||General Moly, Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/11/19||Zargon Oil & Gas Ltd.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/11/19||Apex Resources Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2020/11/18||Copper Point Mining Corp.||BC||Amended||None||No||Ban Securities Trading OF|
|2020/11/18||China Keli Electric Company Ltd.||BC||Amended||None||No||Yes||Ban Securities Trading OF|
|2020/11/17||Arcland Resources Inc.||BC||Amended||None||No||Yes||Ban Securities Trading OF|
|2020/11/17||ALL SECURITIES||AB||Issued||None||No||Ban Securities Trading BY|
|CARRUTHERS, Timothy Ray|
|2020/11/11||Mercator Minerals Ltd.||ON||Amended||None||No||Ban Securities Trading OF|
|2020/11/09||Sunshine Oilsands Ltd.||ON||Issued||None||Yes||Ban Securities Trading OF|
|2020/11/06||Nemaska Lithium Inc.||QC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/11/05||Target Capital Inc.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/11/05||Ventura Cannabis and Wellness Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/11/04||Sceptre Ventures Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2020/11/04||VPN Technologies Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|