Search Cease Trade Orders
Search CTOs   Browse CTOs  Advanced Search  Help   Login

Name:
Begins with      ContainsSearch Tips

There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the implementation of statutory amendments in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador, certain orders issued in other provinces or territories automatically take effect in Alberta, Nova Scotia, Québec, New Brunswick, Manitoba, Prince Edward Island, Northwest Territories, Yukon, Saskatchewan, British Columbia and Newfoundland and Labrador. For more information click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

Download search results in Excel format
Search Results Page of 588 (14694)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2023/06/02 Cleantech Power Corp. BC-ONIssuedNoneNoYesBan Securities Trading OF
2023/06/02mCloud Technologies Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2023/06/02Canopy Growth CorporationONIssuedNoneNo Ban Securities Trading BY
HONG, Judy; KLEIN, David
2023/06/01React Gaming Group Inc.QCIssuedNoneNoYesBan Securities Trading OF
2023/06/01Pontus Protein Ltd. BC-ONIssuedNoneNoYesBan Securities Trading OF
2023/06/01Lords & Company Worldwide Holdings Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2023/06/01Cognetivity Neurosciences Ltd.BCIssuedNoneNo Ban Securities Trading BY
HABIBI, Sina; SAWYER, Thomas
2023/05/31TVI Pacific Inc.ABIssuedNoneNo Ban Securities Trading BY
HANNA, Patrick; JAMES, Clifford M.
2023/05/30Bacon Financial Technologies Inc.QCIssuedNoneNoYesBan Securities Trading OF
2023/05/30Investissement Treesoflives I, S.E.C.QCIssuedNoneNoYesBan Securities Trading OF
2023/05/30Winston Gold Corp.MB-ONIssuedNoneNoYesBan Securities Trading OF
2023/05/29GeneralONIssued2028/05/30No Ban Securities Trading BY
LAVERTY, Matthew
2023/05/29GeneralONIssuedNoneNo Ban Securities Trading BY
BURDON, Ronald Bradley
2023/05/29GeneralONIssuedNoneNo Ban Securities Trading BY
RUTTENBERG, Marc
2023/05/29GTA PRIVATE CAPITAL INCOME LIMITED PARTNERSHIPONIssuedNoneNo Ban Securities Trading BY
2023/05/29GTA PRIVATE CAPITAL INCOME FUNDONIssuedNoneNo Ban Securities Trading BY
2023/05/29SILVERFERN GP INC.ONIssuedNoneNo Ban Securities Trading BY
2023/05/29TRILOGY MORTGAGE GROUP INC.ONIssuedNoneNo Ban Securities Trading BY
2023/05/29SILVERFERN SECURED MORTGAGE FUNDONIssuedNoneNo Ban Securities Trading BY
2023/05/29PARAMOUNT EQUITY FINANCIAL CORPORATIONONIssuedNoneNo Ban Securities Trading BY
2023/05/29SILVERFERN SECURED MORTGAGE LIMITED PARTNERSHIPONIssuedNoneNo Ban Securities Trading BY
2023/05/26Fonds Solstar CapitalQCIssuedNoneNo Ban Securities Trading OF
2023/05/26GENERALBCAmendedNoneYes Ban Securities Trading BY
DEAN, Faiyaz A.
2023/05/25IMV Inc.NSIssuedNoneNoYesBan Securities Trading OF
2023/05/25IMV Inc.NS-ONIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 588 (14694)