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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 575 (14359)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2022/01/12Plexus Intelligence Inc.QCIssuedNoneNo Ban Securities Trading OF
2022/01/12Fonds Immobilier BlucapQCIssuedNoneNo Ban Securities Trading OF
2022/01/12Capital Solstar Inc.QCIssuedNoneNo Ban Securities Trading OF
2022/01/12Fiducie de Revenu Hôpitel IIQCIssuedNoneNo Ban Securities Trading OF
2022/01/12Fiducie de revenu EggspressQCIssuedNoneNo Ban Securities Trading OF
2022/01/11Chemesis International Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2022/01/10TearLab CorporationONIssuedNoneNoYesBan Securities Trading OF
2022/01/07Rome Resources Ltd.BCAmendedNoneNo Ban Securities Trading OF
2022/01/06World Outfitters Corporation Safari NordikONAmendedNoneNo Ban Securities Trading OF
2022/01/06All SecuritiesABIssuedNoneNo Ban Securities Trading BY
UITVLUGT, Christopher
2022/01/05California Gold Mining Inc.ONIssuedNoneNoYesBan Securities Trading OF
2022/01/05Raffles Financial Group LimitedBC-ONIssuedNoneNoYesBan Securities Trading OF
2021/12/31All SecuritiesONIssued2031/12/31Yes Ban Securities Trading BY
AZIZ, Syed Saad
2021/12/31All SecuritiesONAmended2022/01/21No Ban Securities Trading BY
Mughal Asset Management Corporation
2021/12/31All SecuritiesONAmended2022/01/21No Ban Securities Trading OF
2021/12/31All SecuritiesONAmended2022/01/21No Ban Securities Trading BY
ASIF, Usman
2021/12/31High Fusion Inc.ONIssuedNoneNo Ban Securities Trading BY
DURFY, JOHN; WILSON, ROBERT
2021/12/30Lida Resources Inc.BCIssuedNoneNo Ban Securities Trading BY
BALDERSON, Geoff; ZELEN, Anthony
2021/12/30Quipt Home Medical Corp.BCIssuedNoneNo Ban Securities Trading BY
CRAWFORD, Gregory; MEHTA, Hardik
2021/12/30Opawica Explorations Inc.BCIssuedNoneNo Ban Securities Trading BY
KIESMAN, Marcy; MORGAN, Blake
2021/12/30Founders Metals Inc.BCIssuedNoneNo Ban Securities Trading BY
BOURASSA, Justin; WILLIAMSON, John
2021/12/30Contakt World Technologies Corp. BCIssuedNoneNo Ban Securities Trading BY
KALYAN, Zayn; SHIM, Dong
2021/12/23Voir ordonnanceQCIssuedNoneYes Ban Securities Trading BY
Larue-Paradis, Pierre-Alexandre
2021/12/22Resource Capital Gold Corp.ONIssuedNoneNoYesBan Securities Trading OF
Partial revocation - 2176423 Ontario Ltd.
2021/12/22Northern Sphere Mining Corp.ONAmendedNoneNoYesBan Securities Trading OF
Partial revocation - 2176423 Ontario Ltd.
Search Results Page of 575 (14359)