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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 566 (14126)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2018/12/12Barrel Energy Inc.BCIssuedNoneNo Ban Securities Trading BY
SANGHA, Gurminder Singh
2018/12/12Barrel Energy Inc.BCIssuedNoneNo Ban Securities Trading BY
ALFORD, Craig Steven
2018/12/12Barrel Energy Inc.BCIssuedNoneNo Ban Securities Trading BY
SANGHA, Harpreet
2018/12/12Barrel Energy Inc.BCIssuedNoneNo Ban Securities Trading OF
2018/12/10American CuMo Mining CorporationBCAmendedNoneNo Ban Securities Trading OF
2018/12/05Canamex Gold Corp.BCIssuedNoneNo Ban Securities Trading OF
2018/12/05LottoGopher Holdings Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2018/12/05TEC-AD SOLUTIONS LTD.BCIssuedNoneNoYesBan Securities Trading OF
2018/12/04Greenbank Capital Inc.ONIssuedNoneNoYesBan Securities Trading OF
2018/12/04Bougainville Ventures Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2018/12/04All SecuritiesONIssuedNoneNo Ban Securities Trading BY
LEE, Larry
2018/12/04Blocplay Entertainment Inc.ONIssuedNoneNo Ban Securities Trading BY
Irwin, Christopher; Ramos, Arvin
2018/12/04WYLF New Ventures Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2018/12/04Minichiello Apparel Inc.BCIssuedNoneNoYesBan Securities Trading OF
2018/12/04Blocplay Entertainment Inc.BCAmendedNoneNo Ban Securities Trading BY
IRWIN, Chris; RAMOS, Arvin
2018/12/03Speakeasy Cannabis Club Ltd.BCIssuedNoneNo Ban Securities Trading BY
GEEN, Marc; GEEN, Mervyn
2018/12/03Blocplay Entertainment Inc.BCIssuedNoneNo Ban Securities Trading BY
IRWIN, Chris; RAMOS, Arwin
2018/12/03GENERALBCAmended2019/01/09No Ban Securities Trading BY
TSAI, Meng Cher; TSAI, Philip
2018/12/03GENERALBCAmended2019/01/09Yes Ban Securities Trading BY
WONG, Chi Kay; WONG, Dixon
2018/12/03GENERALBCAmended2019/01/09No Ban Securities Trading BY
BACHRA, Gagan Deep
2018/12/03GENERALBCAmended2019/01/09Yes Ban Securities Trading BY
LAY, George
2018/12/03GENERALBCAmended2019/01/09No Ban Securities Trading BY
KAO, Chung-Sheng; KAO, Johnson
2018/12/03GENERALBCAmended2019/01/09Yes Ban Securities Trading BY
PAN, Chun Ying; PAN, Jim
2018/12/03FS Financial Systems Inc.BCAmended2019/01/09No Ban Securities Trading OF
2018/12/03FS Financial Systems Inc.BCAmended2019/01/09No Ban Securities Trading BY
Search Results Page of 566 (14126)