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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 560 (13985)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/02/23Silverstar Mining Corp.BCAmendedNoneNo Ban Securities Trading OF
2017/02/23Brazil Gold Corp.BCAmendedNoneNo Ban Securities Trading OF
2017/02/22Affinity Mediaworks Corp.BCAmendedNoneNo Ban Securities Trading OF
2017/02/21Navasota Resources Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/02/21Silver Horn Mining Ltd.BCAmendedNoneNo Ban Securities Trading OF
2017/02/17GENERALBCAmended2017/03/08No Ban Securities Trading BY
TSAI, Meng Cher "Philip"
2017/02/17GENERALBCAmended2017/03/08No Ban Securities Trading BY
BACHRA, Gagan Deep
2017/02/17GENERALBCAmended2017/03/08No Ban Securities Trading BY
CHIN, Nyit Foon "Lydia"
2017/02/17GENERALBCAmended2017/03/08Yes Ban Securities Trading BY
WANG, Hunter Wei-Shun
2017/02/17GENERALBCAmended2017/03/08Yes Ban Securities Trading BY
LAY, George
2017/02/17GENERALBCAmended2017/03/08Yes Ban Securities Trading BY
ARDALAN, Afshin
2017/02/17GENERALBCAmended2017/03/08No Ban Securities Trading BY
KAO, Chung Sheng "Johnson"; KAO, Chung-Sheng "Johnson"
2017/02/17GENERALBCAmended2017/03/08No Ban Securities Trading BY
WIEBE, Darrell
2017/02/17GENERALBCAmended2017/03/08No Ban Securities Trading BY
LIM, Aike Joo
2017/02/17GENERALBCAmended2017/03/08No Ban Securities Trading BY
LIM, Aik Guan "Frankie"
2017/02/17GENERALBCAmended2017/03/08No Ban Securities Trading BY
Low, Scott Thomas
2017/02/17FS Financial Systems Inc.BCAmended2017/03/08No Ban Securities Trading OF
2017/02/17FS Financial Systems Inc.BCAmended2017/03/08No Ban Securities Trading BY
2017/02/17Verico FS Capital Inc.BCAmended2017/03/08No Ban Securities Trading BY
2017/02/17Verico FS Capital Inc.BCAmended2017/03/08No Ban Securities Trading OF
2017/02/17FS Stellar Insurance Services Inc.BCAmended2017/03/08No Ban Securities Trading OF
2017/02/17FS Stellar Insurance Services Inc.BCAmended2017/03/08No Ban Securities Trading BY
2017/02/17WL Strategic Capital Partners Inc.BCAmended2017/03/08No Ban Securities Trading BY
2017/02/17WL Strategic Capital Partners Inc.BCAmended2017/03/08No Ban Securities Trading OF
2017/02/17FS Financial Services (Alberta) Inc.BCAmended2017/03/08No Ban Securities Trading BY
Search Results Page of 560 (13985)