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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 564 (14094)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2019/04/25GENERALBCIssuedNoneYes Ban Securities Trading BY
HOGABOAM, Lyle Charles
2019/04/17Hyduke Energy Services Inc.AB-ONIssuedNoneNo Ban Securities Trading BY
CRISTIANO, Nick; ROSS, Patrick
2019/04/17Samex Mining Corp.BCAmendedNoneNo Ban Securities Trading OF
2019/04/15iMine CorporationBCIssuedNoneNo Ban Securities Trading OF
2019/04/15Image International Group, Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/04/15RenovaCare, Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/04/15DynaResource, Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/04/11UFCG LimitedSKIssued2019/10/11No Ban Securities Trading BY
2019/04/11United FCGSKIssued2019/10/11No Ban Securities Trading BY
2019/04/11UFCG Ltd.SKIssued2019/10/11No Ban Securities Trading BY
2019/04/11United Financial Commodity GroupSKIssued2019/10/11No Ban Securities Trading BY
2019/04/09Midas Medici Group Holdings Inc.QCIssuedNoneNo Ban Securities Trading OF
2019/04/09GENERALBCIssuedNoneNo Ban Securities Trading BY
JOHNSON, Brent Hugo
2019/04/09MountainStar Gold Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/04/09ALL SECURITIESABIssued2024/04/08No Ban Securities Trading BY
FRASER, Gordon Thomson
2019/04/051020650 B.C.Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2019/04/05King George Financial CorporationBCIssuedNoneNoYesBan Securities Trading OF
2019/04/05Barker Minerals Ltd. BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/04/05Haltain Developments Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/04/05Ocean Links Investments Inc.NSIssuedNoneNoYesBan Securities Trading OF
2019/04/04Promax Communications Inc.BCAmendedNoneNo Ban Securities Trading OF
2019/04/04Namaste Technologies Inc.ONIssuedNoneNo Ban Securities Trading BY
Ngo, Kenneth
2019/04/03Esrey Resources Ltd.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/04/03GENERALBCIssued2026/04/03Yes Ban Securities Trading BY
HAMILTON, Matthew John
2019/04/02Golden Dawn Minerals Inc. BCIssuedNoneNo Ban Securities Trading BY
BALL Matthew; KEITH Nicolette Ann
Search Results Page of 564 (14094)