Search Cease Trade Orders
Search CTOs   Browse CTOs  Advanced Search  Help   Login

Name:
Begins with      ContainsSearch Tips

There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

Download search results in Excel format
Search Results Page of 563 (14068)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2019/02/15Distinct Infrastructure Group Inc.ONIssued2019/03/01Yes Ban Securities Trading OF
2019/02/11Critical CO2 Separation Inc.BCIssuedNoneNo Ban Securities Trading OF
2019/02/05EastSiberian PlcAB-ONIssuedNoneNoYesBan Securities Trading OF
2019/02/04Miles Technology Inc.ABIssuedNoneNoYesBan Securities Trading OF
2019/02/01Silk Road Energy Inc.AB-ONIssuedNoneNoYesBan Securities Trading OF
2019/02/01RewardStream Solutions Inc.BCIssuedNoneNoYesBan Securities Trading OF
2019/02/01Newmac Resources Inc.BCIssuedNoneNoYesBan Securities Trading OF
2019/02/01Abattis Bioceuticals Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/02/01Global Gardens Group Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/02/01Pepcap Resources, Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/02/01Mag One Products Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/02/01ProSmart Enterprises Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/02/01DMG Blockchain Solutions Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2019/02/01Biosenta Inc.ONIssuedNoneNoYesBan Securities Trading OF
2019/01/30Pushfor Investments Inc. BCIssuedNoneNo Ban Securities Trading BY
AYRAPETIAN, Aram; BONACCI, Carlo
2019/01/30LGC Capital Ltd. ONIssuedNoneNo Ban Securities Trading BY
McMullen, John
2019/01/30All SecuritiesONAmendedNoneNo Ban Securities Trading BY
MEHARCHAND, Dennis L.
2019/01/30All SecuritiesONAmendedNoneNo Ban Securities Trading BY
Valt.X Holdings Inc.
2019/01/29Capital LGC LtéeQCIssuedNoneNo Ban Securities Trading BY
Ghafari, Mohammed; Haddad Mazen; Hazan, Rafi; Lenigas, David; McMullen, John; Samaha Anthony
2019/01/29Moovly Media Inc. BCIssuedNoneNo Ban Securities Trading BY
CHIN, Kelsey; GRUNEWALD, Brendon
2019/01/29Esrey Resources Ltd.BCIssuedNoneNo Ban Securities Trading BY
COHEN, David; LEE, Horng Dih
2019/01/29Dragon Legend Entertainment (Canada) Ltd.BC-ONAmendedNoneNoYesBan Securities Trading OF
2019/01/28Sniper Resources Ltd.BCAmendedNoneNo Ban Securities Trading OF
2019/01/24All SecuritiesONIssuedNoneNo Ban Securities Trading BY
DUNK, Michelle
2019/01/22All SecuritiesONIssued2021/07/03No Ban Securities Trading BY
REYNOLDS, Keir
Search Results Page of 563 (14068)