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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick, Manitoba, Saskatchewan and British Columbia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 573 (14303)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2020/12/01Speakeasy Cannabis Club Ltd.BCIssuedNoneNo Ban Securities Trading OF
DAVIDSON, Malcolm; GEEN, Patrick
2020/12/01Lakeview Hotel Investment Corp.MBIssuedNoneNo Ban Securities Trading BY
BEYER, Rudy; LEVIT, Keith
2020/12/01Body and Mind Inc. BCIssuedNoneNo Ban Securities Trading BY
MILLS, Michael; SHIM, Dong
2020/12/01Hi Ho Silver Resources Inc.BCIssuedNoneNo Ban Securities Trading BY
JORGENSON, William
2020/12/01Last Mile Holdings Ltd.BCIssuedNoneNo Ban Securities Trading BY
SMITH, Maxwell
2020/12/01EastWest Bioscience Inc.BCIssuedNoneNo Ban Securities Trading BY
GELINEAU, Rodney; MARJERRISON, Paul
2020/12/01MedMen Enterprises Inc.BCIssuedNoneNo Ban Securities Trading BY
HYDER, Zeeshan; LYNCH, Thomas
2020/12/01Nutritional High International Inc.ONIssuedNoneNo Ban Securities Trading BY
Durfy, John James; Wilson, Robert
2020/12/01GreenBank Capital Inc.ONIssuedNoneNo Ban Securities Trading BY
Lonsdale, David; Nagamatsu, Miles
2020/11/25Vatic Ventures Corp.BC-ONAmendedNoneNoYesBan Securities Trading OF
2020/11/24Jaguar Resources Inc.ABIssuedNoneNoYesBan Securities Trading OF
2020/11/20General Moly, Inc.ONIssuedNoneNoYesBan Securities Trading OF
2020/11/19Zargon Oil & Gas Ltd.AB-ONIssuedNoneNoYesBan Securities Trading OF
2020/11/19Apex Resources Inc.BCIssuedNoneNo Ban Securities Trading OF
2020/11/18Copper Point Mining Corp.BCAmendedNoneNo Ban Securities Trading OF
2020/11/18China Keli Electric Company Ltd.BCAmendedNoneNoYesBan Securities Trading OF
2020/11/17Arcland Resources Inc.BCAmendedNoneNoYesBan Securities Trading OF
2020/11/17ALL SECURITIESABIssuedNoneNo Ban Securities Trading BY
CARRUTHERS, Timothy Ray
2020/11/11Mercator Minerals Ltd.ONAmendedNoneNo Ban Securities Trading OF
2020/11/09Sunshine Oilsands Ltd.ONIssuedNoneYes Ban Securities Trading OF
2020/11/06Nemaska Lithium Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2020/11/05Target Capital Inc.AB-ONIssuedNoneNoYesBan Securities Trading OF
2020/11/05Ventura Cannabis and Wellness Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2020/11/04Sceptre Ventures Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2020/11/04VPN Technologies Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 573 (14303)