Issued
Date |  | Name | | Issuing Jurisdiction(s) | | Status | | Expiry Date | | Excp | | FFCTO | | Type | |
| 2018/11/06 | | GENERAL | | BC | | Amended | | 2018/12/04 | | No | | | | Ban Securities Trading BY | |
| LIM, Aik Guan; LIM, Frankie |
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| 2018/11/02 | | 3D Signatures Inc. | | AB | | Issued | | None | | No | | Yes | | Ban Securities Trading OF | |
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| 2018/11/02 | | Cabo Drilling Corp. | | BC | | Issued | | None | | No | | Yes | | Ban Securities Trading OF | |
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| 2018/11/02 | | International Zeolite Corp. | | BC | | Issued | | None | | No | | Yes | | Ban Securities Trading OF | |
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| 2018/11/02 | | American CuMo Mining Corporation | | BC | | Issued | | None | | No | | | | Ban Securities Trading OF | |
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| 2018/11/02 | | CellCube Energy Storage Systems Inc. | | BC-ON | | Issued | | None | | No | | Yes | | Ban Securities Trading OF | |
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| 2018/11/02 | | Simba Essel Energy Inc. | | BC | | Issued | | None | | No | | | | Ban Securities Trading BY | |
| GUPTA, Punkaj; MARGETSON, Keith |
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| 2018/10/31 | | GENERAL | | BC | | Issued | | 2039/09/26 | | No | | | | Ban Securities Trading BY | |
| CHANDRAN, Shariff |
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| 2018/10/31 | | GENERAL | | BC | | Issued | | None | | No | | | | Ban Securities Trading BY | |
| CASTANO, Roberto |
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| 2018/10/31 | | Ava Trade Limited | | SK | | Issued | | 2019/01/01 | | No | | | | Ban Securities Trading BY | |
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| 2018/10/30 | | Impak Finance inc. | | QC | | Issued | | None | | No | | | | Ban Securities Trading OF | |
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| 2018/10/30 | | Astron Connect Inc. | | BC | | Issued | | None | | No | | | | Ban Securities Trading BY | |
| MALLMANN, Ian; SMALLBONE, S. Randall |
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| 2018/10/30 | | Hit Technologies Inc. | | BC | | Issued | | None | | No | | | | Ban Securities Trading BY | |
| BERGREEN, Brooks; LIGGETT, Mike |
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| 2018/10/30 | | China Keli Electric Company Ltd. | | BC | | Issued | | None | | No | | Yes | | Ban Securities Trading OF | |
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| 2018/10/30 | | Impak Finance inc. | | QC | | Amended | | 2018/12/30 | | No | | | | Ban Securities Trading OF | |
| Levée partielle |
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| 2018/10/25 | | ASBCFinancial | | SK | | Issued | | 2019/02/25 | | No | | | | Ban Securities Trading BY | |
| Turner, Walter |
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| 2018/10/19 | | All Securities | | ON | | Issued | | 2019/04/19 | | No | | | | Ban Securities Trading BY | |
| GOSSELIN, Daniel |
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| 2018/10/19 | | All Securities | | ON | | Issued | | 2019/07/19 | | No | | | | Ban Securities Trading BY | |
| KIMEL, Shawn |
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| 2018/10/16 | | HQDA Elderly Life Network Corp. | | BC | | Issued | | None | | No | | | | Ban Securities Trading OF | |
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| 2018/10/15 | | BTV Games Inc. | | AB | | Issued | | None | | No | | Yes | | Ban Securities Trading OF | |
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| 2018/10/05 | | ZoomMed Inc. | | QC-ON | | Issued | | None | | No | | Yes | | Ban Securities Trading OF | |
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| 2018/10/04 | | Générale | | QC | | Amended | | None | | Yes | | | | Ban Securities Trading BY | |
| **Levée partielle à l'égard de:; Future Growth Fund Limited; Future Growth Global Fund Limited; Future Growth Group inc.; Future Growth Market Neutral Equity Fund Limited; Future Growth World Fund |
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| 2018/10/04 | | Voir ordonnance | | QC | | Issued | | None | | Yes | | | | Ban Securities Trading BY | |
| Charles Roberge |
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| 2018/10/03 | | All Securities | | ON | | Issued | | None | | No | | | | Ban Securities Trading BY | |
| 1826487 Alberta Ltd.; CURREY, Jason Michael; Sunset Creek Resources Inc.; The Healthy Retirement Group Inc. |
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| 2018/10/02 | | Tajiri Resources Corp. | | BC | | Issued | | None | | No | | | | Ban Securities Trading OF | |
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