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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 461 (11513)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/11/15ecoTECH Energy Group Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/11/10Auctions International Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/11/10New Wave Innovations Ltd.ABIssuedNoneYes Ban Securities Trading OF
Magneson, Allan Robert
2017/11/10Kontron AGQCIssuedNoneNo Ban Securities Trading OF
2017/11/06Agau Resources, Inc.ABAmendedNoneNo Ban Securities Trading OF
2017/11/06Agau Resources, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/11/03Orofino Minerals Inc.BCIssuedNoneNoYesBan Securities Trading OF
2017/11/03First Growth Holdings Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2017/11/03DragonWave Inc.ONIssuedNoneNoYesBan Securities Trading OF
2017/11/01West Isle Energy Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/11/01West Isle Energy Inc.ABAmendedNoneNo Ban Securities Trading OF
2017/10/19ArtContent Publishing LimitedBCAmendedNoneNoYesBan Securities Trading OF
2017/10/18American Community Development, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/10/05Easy Technologies Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/10/05ZoomMed Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2017/10/04Paladin Energy Ltd. ONIssuedNoneNoYesBan Securities Trading OF
2017/10/03Sears Canada Inc.ONIssuedNoneNoYesBan Securities Trading OF
2017/10/02All SecuritiesONIssuedNoneNo Ban Securities Trading OF
Eaglemark Ventures, LLC; Falcon Holdings, LLC
2017/09/299580786 Canada Inc.ABIssuedNoneNo Ban Securities Trading OF
2017/09/22Worldwide Marijuana Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/09/20Digital Caddies, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/09/12Moon Lake Golf and Country Club Ltd.SKIssuedNoneNoYesBan Securities Trading OF
2017/09/11Horizon Minerals Corp.ABIssuedNoneNoYesBan Securities Trading OF
2017/09/05BHK Mining Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/09/01Reg Technologies Inc.BCIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 461 (11513)