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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 457 (11425)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2016/12/06Petrosonic Energy, Inc.ABIssuedNoneNoYesBan Securities Trading OF
2016/12/06Spiral Toys Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/12/06DSG Global Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/12/06Mobetize Corp.BCIssuedNoneNo Ban Securities Trading OF
2016/12/05Maclos Capital Inc.ONIssuedNoneNoYesBan Securities Trading OF
2016/12/05Sino Rise Group Holding Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2016/12/05Kazax Minerals Inc.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/05Dominion Citrus Income FundONIssuedNoneNoYesBan Securities Trading OF
2016/12/02Altitude Resources Inc.AB-ONIssuedNoneNo Ban Securities Trading OF
2016/12/02ChitrChatr Communications Inc.AB-ONIssuedNoneNo Ban Securities Trading OF
2016/12/02Minichiello Apparel Inc.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/021040433 BC Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/02Laidineach Investment Acquisition Corp.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/02Genix Pharmaceutical Corp.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/02ArtContent Publishing LimitedBCIssuedNoneNoYesBan Securities Trading OF
2016/12/021040426 BC Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/021040442 BC Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/021040440 BC Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/02Bougainville Ventures Inc.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/021011704 BC Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2016/12/02RYM Capital Corp. ONIssuedNoneNoYesBan Securities Trading OF
2016/12/02BitRush Corp. ONIssuedNoneNoYesBan Securities Trading OF
2016/12/01African Metals CorporationBCIssuedNoneNoYesBan Securities Trading OF
2016/11/29Home Safe Living Investment Fund ltd.NSIssuedNoneNoYesBan Securities Trading OF
2016/11/25Quantum Fuel Systems Technologies Worldwide, Inc.ABIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 457 (11425)