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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 461 (11506)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/05/29Fantasy Aces Daily Fantasy Sports Corp. ABIssuedNoneNoYesBan Securities Trading OF
2017/05/26All SecuritiesONIssuedNoneNo Ban Securities Trading OF
AAOption; ESHEL, David; Galaxy International Solutions Ltd.
2017/05/26Sea Breeze Power Corp.BCAmendedNoneNoYesBan Securities Trading OF
2017/05/24Argent Energy Trust BCIssuedNoneNo Ban Securities Trading OF
2017/05/19OmniArch Capital CorporationABIssuedNoneNo Ban Securities Trading OF
2017/05/18Atna Resources Ltd.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/05/17FS Financial Systems Inc.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/17FS Financial Systems Inc.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/17Verico FS Capital Inc.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/17FS Stellar Insurance Services Inc.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/17WL Strategic Capital Partners Inc.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/17Hornby Residences Ltd.BCIssuedNoneNo Ban Securities Trading OF
2017/05/17FS Financial Services (Alberta) Inc.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/17CC Cornerstone Credit Ltd.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/17FS Financial Services Inc.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/16FS Financial Strategies Inc.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/16FS Financial Strategies Inc.BCAmended2018/05/22No Ban Securities Trading OF
2017/05/16FS Financial Strategies Services Inc.BCIssued2018/05/22No Ban Securities Trading OF
2017/05/11All SecuritiesONAmended2017/05/30No Ban Securities Trading OF
2017/05/09Cabbay Holdings Corp.BCIssuedNoneNo Ban Securities Trading OF
2017/05/08West Mountain Environmental Corp.ABIssuedNoneNoYesBan Securities Trading OF
2017/05/08North Sur Resources Inc.ABIssuedNoneNoYesBan Securities Trading OF
2017/05/08Forent Energy Ltd.ABIssuedNoneNoYesBan Securities Trading OF
2017/05/08International SoftRock Oil Company LimitedABIssuedNoneNoYesBan Securities Trading OF
2017/05/08Quattro Exploration and Production Ltd.ABIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 461 (11506)