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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 456 (11376)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2016/08/30LBinarySKIssuedNoneNo Ban Securities Trading OF
2016/08/30Chelestra LimitedSKIssuedNoneNo Ban Securities Trading OF
2016/08/26Valt.XSKIssuedNoneNo Ban Securities Trading OF
2016/08/23Option One (Aust) Pty Ltd.SKIssuedNoneNo Ban Securities Trading OF
2016/08/23Options RiderSKIssuedNoneNo Ban Securities Trading OF
2016/08/19Tesla Exploration Ltd.ABIssuedNoneNoYesBan Securities Trading OF
2016/08/19Jetcom Inc.ONAmendedNoneNo Ban Securities Trading OF
2016/08/19Umbrella Merchant Services Inc.ABIssuedNoneYes Ban Securities Trading OF
YAWRENKO, Shane David
2016/08/19Umbrella Media Outdoor Inc.ABIssuedNoneYes Ban Securities Trading OF
YAWRENKO, Shane David
2016/08/18OmniArch Global Bond CorporationBCIssuedNoneNo Ban Securities Trading OF
2016/08/172002 Concepts Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/08/17CDN Global Wealth Creation Club RW-TWBCIssuedNoneNo Ban Securities Trading OF
2016/08/17Global Wealth Creation Strategies Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/08/17Global Wealth Financial Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/08/17Global Wealth Creation Opportunities Inc. (Belize)BCIssuedNoneNo Ban Securities Trading OF
2016/08/17Global Wealth Creation Opportunities Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/08/15RMN-2 Small Business Development CorporationONIssuedNoneNoYesBan Securities Trading OF
2016/08/15RMN-1 Small Business Development CorporationONIssuedNoneNoYesBan Securities Trading OF
2016/08/15Sparrow Ventures Corp.BCAmendedNoneNo Ban Securities Trading OF
2016/08/12Prospera Mortgage Investment CorporationABIssuedNoneNo Ban Securities Trading OF
2016/08/12Prosperity Development Group Ltd.ABIssuedNoneNo Ban Securities Trading OF
2016/08/121429250 Alberta Ltd.ABIssuedNoneNo Ban Securities Trading OF
2016/08/12All SecuritiesABIssuedNoneNo Ban Securities Trading OF
CLEMENTS, Gary Mattison; MAJOR, Robert Jay
2016/08/11DTS8 Coffee Company, Ltd.BCIssuedNoneNo Ban Securities Trading OF
2016/08/08OmniArch Global Bond CorporationABIssuedNoneNo Ban Securities Trading OF
Search Results Page of 456 (11376)