Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2017/11/15||ecoTECH Energy Group Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/11/10||Auctions International Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/11/10||New Wave Innovations Ltd.||AB||Issued||None||Yes||Ban Securities Trading OF|
|Magneson, Allan Robert|
|2017/11/10||Kontron AG||QC||Issued||None||No||Ban Securities Trading OF|
|2017/11/06||Agau Resources, Inc.||AB||Amended||None||No||Ban Securities Trading OF|
|2017/11/06||Agau Resources, Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/11/03||Orofino Minerals Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/11/03||First Growth Holdings Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/11/03||DragonWave Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/11/01||West Isle Energy Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/11/01||West Isle Energy Inc.||AB||Amended||None||No||Ban Securities Trading OF|
|2017/10/19||ArtContent Publishing Limited||BC||Amended||None||No||Yes||Ban Securities Trading OF|
|2017/10/18||American Community Development, Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/10/05||Easy Technologies Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/10/05||ZoomMed Inc.||QC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/10/04||Paladin Energy Ltd.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/10/03||Sears Canada Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/10/02||All Securities||ON||Issued||None||No||Ban Securities Trading OF|
|Eaglemark Ventures, LLC; Falcon Holdings, LLC|
|2017/09/29||9580786 Canada Inc.||AB||Issued||None||No||Ban Securities Trading OF|
|2017/09/22||Worldwide Marijuana Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/09/20||Digital Caddies, Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/09/12||Moon Lake Golf and Country Club Ltd.||SK||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/09/11||Horizon Minerals Corp.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/09/05||BHK Mining Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/09/01||Reg Technologies Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|