Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2016/08/30||LBinary||SK||Issued||None||No||Ban Securities Trading OF|
|2016/08/30||Chelestra Limited||SK||Issued||None||No||Ban Securities Trading OF|
|2016/08/26||Valt.X||SK||Issued||None||No||Ban Securities Trading OF|
|2016/08/23||Option One (Aust) Pty Ltd.||SK||Issued||None||No||Ban Securities Trading OF|
|2016/08/23||Options Rider||SK||Issued||None||No||Ban Securities Trading OF|
|2016/08/19||Tesla Exploration Ltd.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/08/19||Jetcom Inc.||ON||Amended||None||No||Ban Securities Trading OF|
|2016/08/19||Umbrella Merchant Services Inc.||AB||Issued||None||Yes||Ban Securities Trading OF|
|YAWRENKO, Shane David|
|2016/08/19||Umbrella Media Outdoor Inc.||AB||Issued||None||Yes||Ban Securities Trading OF|
|YAWRENKO, Shane David|
|2016/08/18||OmniArch Global Bond Corporation||BC||Issued||None||No||Ban Securities Trading OF|
|2016/08/17||2002 Concepts Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/08/17||CDN Global Wealth Creation Club RW-TW||BC||Issued||None||No||Ban Securities Trading OF|
|2016/08/17||Global Wealth Creation Strategies Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/08/17||Global Wealth Financial Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/08/17||Global Wealth Creation Opportunities Inc. (Belize)||BC||Issued||None||No||Ban Securities Trading OF|
|2016/08/17||Global Wealth Creation Opportunities Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/08/15||RMN-2 Small Business Development Corporation||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/08/15||RMN-1 Small Business Development Corporation||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/08/15||Sparrow Ventures Corp.||BC||Amended||None||No||Ban Securities Trading OF|
|2016/08/12||Prospera Mortgage Investment Corporation||AB||Issued||None||No||Ban Securities Trading OF|
|2016/08/12||Prosperity Development Group Ltd.||AB||Issued||None||No||Ban Securities Trading OF|
|2016/08/12||1429250 Alberta Ltd.||AB||Issued||None||No||Ban Securities Trading OF|
|2016/08/12||All Securities||AB||Issued||None||No||Ban Securities Trading OF|
|CLEMENTS, Gary Mattison; MAJOR, Robert Jay|
|2016/08/11||DTS8 Coffee Company, Ltd.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/08/08||OmniArch Global Bond Corporation||AB||Issued||None||No||Ban Securities Trading OF|