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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 455 (11355)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2016/07/22Empower Technologies CorporationONIssuedNoneYes Ban Securities Trading OF
2016/07/20Empower Technologies CorporationBCIssuedNoneNoYesBan Securities Trading OF
2016/07/20Brand Marvel Worldwide Consumer Products CorporationBCIssuedNoneNoYesBan Securities Trading OF
2016/07/18Petro River Oil Corp.ABIssuedNoneNoYesBan Securities Trading OF
2016/07/15Breakthrough Financial Inc.ONIssuedNoneNo Ban Securities Trading OF
2016/07/15NovX21 Inc.QCIssuedNoneNoYesBan Securities Trading OF
2016/07/13Urban Barns Foods Inc.QCIssuedNoneNoYesBan Securities Trading OF
2016/07/12Brixton Energy Corp.ABAmendedNoneNo Ban Securities Trading OF
2016/07/12Brixton Energy Corp.BCAmendedNoneNo Ban Securities Trading OF
2016/07/08Desert Eagle Resources Ltd.ABAmendedNoneNo Ban Securities Trading OF
2016/07/07Desert Eagle Resources Ltd.ONAmendedNoneNo Ban Securities Trading OF
2016/07/07Desert Eagle Resources Ltd.BCAmendedNoneNo Ban Securities Trading OF
2016/07/07PARE Realty Ltd.BCIssuedNoneNo Ban Securities Trading OF
2016/07/070929870 B.C. Ltd.BCIssuedNoneNo Ban Securities Trading OF
2016/07/06Avidus Management Group Inc.BCIssuedNoneNoYesBan Securities Trading OF
2016/07/06ALL SECURITIESMBIssuedNoneNo Ban Securities Trading OF
BREAKTHROUGH FINANCIAL INC.
2016/07/06Sweetwater Lake Village Limited PartnershipABIssuedNoneNo Ban Securities Trading OF
2016/07/06Sweetwater Lake Village (Parcel 2) Limited PartnershipABIssuedNoneNo Ban Securities Trading OF
2016/07/06Parcel 2 Sweetwater Development Group Ltd.ABIssuedNoneNo Ban Securities Trading OF
2016/07/06Parcel 4 Sweetwater Development Group Ltd.ABIssuedNoneNo Ban Securities Trading OF
2016/07/05Nomad Ventures Inc.BCIssuedNoneNoYesBan Securities Trading OF
2016/07/05Global Hunter Corp.BCIssuedNoneNoYesBan Securities Trading OF
2016/07/05Energulf Resources Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2016/06/29Brixton Energy Corp.BCAmendedNoneNo Ban Securities Trading OF
2016/06/28Brixton Energy Corp.ABAmendedNoneNo Ban Securities Trading OF
Search Results Page of 455 (11355)