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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec and Nova Scotia,certain orders issued in other provinces or territories automatically take effect in Alberta, Québec and Nova Scotia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 454 (11338)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2016/06/28Brixton Energy Corp.ABAmendedNoneNo Ban Securities Trading OF
2016/06/21All SecuritiesABIssuedNoneNo Ban Securities Trading OF
1826487 Alberta Ltd.; Sunset Creek Resources Inc.; The Healthy Retirement Group Inc.
2016/06/17Corporation Capital KilkennyQCIssuedNoneNo Ban Securities Trading OF
2016/06/16All SecuritiesABIssued2016/07/06No Ban Securities Trading OF
Parcel 2 Sweetwater Development Group Ltd.; Parcel 4 Sweetwater Development Group Ltd.; Sweetwater Lake Village (Parcel 2) Limited Partnership; Sweetwater Lake Village Limited Partnership
2016/06/07Sense Technologies Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/06/07Kilkenny Capital CorporationBCIssuedNoneNo Ban Securities Trading OF
2016/06/06Gordon Creek Energy Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/06/06Kilkenny Capital CorporationONIssuedNoneNo Ban Securities Trading OF
2016/06/02Scotia Schools TrustQCIssuedNoneNo Ban Securities Trading OF
2016/06/01See OrderMBIssuedNoneNo Ban Securities Trading OF
WIRELESS WIZARD TECHNOLOGIES INC.
2016/05/31Odyssey Renewable Growth Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/05/31geoTreasuries Clean Energy LimitedBCIssuedNoneNo Ban Securities Trading OF
2016/05/30Oracle Mining CorporationQCIssuedNoneNo Ban Securities Trading OF
2016/05/26Galileo Webtrack Systems Corp.ONIssuedNoneNo Ban Securities Trading OF
2016/05/25Scotia Schools Trust ONIssuedNoneNo Ban Securities Trading OF
2016/05/24Boreal Water Collection, Inc.QCIssuedNoneNo Ban Securities Trading OF
2016/05/24Ateba Resources Inc.QCIssuedNoneNo Ban Securities Trading OF
2016/05/24Spyglass Resources Corp.QCIssuedNoneNo Ban Securities Trading OF
2016/05/24Nuinsco Resources LimitedQCIssuedNoneNo Ban Securities Trading OF
2016/05/24Fortaleza Energy Inc.QCIssuedNoneNo Ban Securities Trading OF
2016/05/24Shoreline Energy Corp.QCIssuedNoneNo Ban Securities Trading OF
2016/05/24Minéraux Maudore LtéeQCIssuedNoneNo Ban Securities Trading OF
2016/05/24First Choice Products Inc.BCAmendedNoneNo Ban Securities Trading OF
2016/05/20Capital Nx Phase Inc.QCIssuedNoneNo Ban Securities Trading OF
2016/05/20Edgedale FinanceSKIssuedNoneNo Ban Securities Trading OF
Search Results Page of 454 (11338)