Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec and Nova Scotia,certain orders issued in other provinces or territories automatically take effect in Alberta, Québec and Nova Scotia. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2016/06/28||Brixton Energy Corp.||AB||Amended||None||No||Ban Securities Trading OF|
|2016/06/21||All Securities||AB||Issued||None||No||Ban Securities Trading OF|
|1826487 Alberta Ltd.; Sunset Creek Resources Inc.; The Healthy Retirement Group Inc.|
|2016/06/17||Corporation Capital Kilkenny||QC||Issued||None||No||Ban Securities Trading OF|
|2016/06/16||All Securities||AB||Issued||2016/07/06||No||Ban Securities Trading OF|
|Parcel 2 Sweetwater Development Group Ltd.; Parcel 4 Sweetwater Development Group Ltd.; Sweetwater Lake Village (Parcel 2) Limited Partnership; Sweetwater Lake Village Limited Partnership|
|2016/06/07||Sense Technologies Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/06/07||Kilkenny Capital Corporation||BC||Issued||None||No||Ban Securities Trading OF|
|2016/06/06||Gordon Creek Energy Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/06/06||Kilkenny Capital Corporation||ON||Issued||None||No||Ban Securities Trading OF|
|2016/06/02||Scotia Schools Trust||QC||Issued||None||No||Ban Securities Trading OF|
|2016/06/01||See Order||MB||Issued||None||No||Ban Securities Trading OF|
|WIRELESS WIZARD TECHNOLOGIES INC.|
|2016/05/31||Odyssey Renewable Growth Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/05/31||geoTreasuries Clean Energy Limited||BC||Issued||None||No||Ban Securities Trading OF|
|2016/05/30||Oracle Mining Corporation||QC||Issued||None||No||Ban Securities Trading OF|
|2016/05/26||Galileo Webtrack Systems Corp.||ON||Issued||None||No||Ban Securities Trading OF|
|2016/05/25||Scotia Schools Trust||ON||Issued||None||No||Ban Securities Trading OF|
|2016/05/24||Boreal Water Collection, Inc.||QC||Issued||None||No||Ban Securities Trading OF|
|2016/05/24||Ateba Resources Inc.||QC||Issued||None||No||Ban Securities Trading OF|
|2016/05/24||Spyglass Resources Corp.||QC||Issued||None||No||Ban Securities Trading OF|
|2016/05/24||Nuinsco Resources Limited||QC||Issued||None||No||Ban Securities Trading OF|
|2016/05/24||Fortaleza Energy Inc.||QC||Issued||None||No||Ban Securities Trading OF|
|2016/05/24||Shoreline Energy Corp.||QC||Issued||None||No||Ban Securities Trading OF|
|2016/05/24||Minéraux Maudore Ltée||QC||Issued||None||No||Ban Securities Trading OF|
|2016/05/24||First Choice Products Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2016/05/20||Capital Nx Phase Inc.||QC||Issued||None||No||Ban Securities Trading OF|
|2016/05/20||Edgedale Finance||SK||Issued||None||No||Ban Securities Trading OF|