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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 566 (14131)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/12/11Cascade Energy, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/12/07DSG Global Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/12/06Advanced Environmental Petroleum Producers, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/12/06Capital DGMC Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2017/12/05Questfire Energy Corp.AB-ONIssuedNoneNoYesBan Securities Trading OF
2017/12/05Petrowest CorporationAB-ONIssuedNoneNoYesBan Securities Trading OF
2017/12/05Tribute Resources Inc. ONIssuedNoneNoYesBan Securities Trading OF
2017/12/05US Oil Sands Inc.ABIssuedNoneNoYesBan Securities Trading OF
2017/12/05Cavallo Wine Group International Inc.BCIssuedNoneNoYesBan Securities Trading OF
2017/12/05Duport Capital Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2017/12/05Centurion Minerals Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2017/12/04Halio Energy Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/11/29Greatbanks Resources Ltd.BCIssuedNoneNo Ban Securities Trading BY
DOMAN, Ronnie; WU, Douglas
2017/11/29Montan Mining Corp.BCIssuedNoneNo Ban Securities Trading BY
BALIC, Anthony; GRAHAM, Ian
2017/11/24DTS8 Coffee Company, Ltd.BCAmendedNoneNo Ban Securities Trading OF
2017/11/24All SecuritiesABIssuedNoneYes Ban Securities Trading BY
BENNETT, Wayne Loderick
2017/11/23GénéraleQCAmendedNoneYes Ban Securities Trading BY
Marie Fenez; Raymond Morier
2017/11/23Sharprock Resources Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/11/20Banro Corporation ONIssuedNoneNoYesBan Securities Trading OF
2017/11/16GENERALBCIssued2018/05/16No Ban Securities Trading BY
BROOKS, Kenneth
2017/11/16GENERALBCIssued2036/02/02Yes Ban Securities Trading BY
BRANCONNIER, Rene Joseph
2017/11/15ecoTECH Energy Group Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/11/10Auctions International Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/11/10New Wave Innovations Ltd.ABIssuedNoneYes Ban Securities Trading BY
Magneson, Allan Robert
2017/11/10New Wave Innovations Ltd.ABIssuedNoneYes Ban Securities Trading OF
Magneson, Allan Robert
Search Results Page of 566 (14131)