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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 561 (14013)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/04/28All SecuritiesONAmended2017/10/03Yes Ban Securities Trading BY
1150752 Ontario Limited; CLJ Everest Ltd; SMITH, Clayton
2017/04/28All SecuritiesONAmended2017/10/03Yes Ban Securities Trading BY
ACM Growth Fund; ACM Income Fund; Absolute Sustainable Dividend Fund; Absolute Sustainable Property Fund; Crystal Enlightened Bullion Fund; Crystal Enlightened Resource & Precious Metal Fund; Crystal Wealth Conscious Capital Strategy; Crystal Wealth Enlightened Factoring Strategy; Crystal Wealth Enlightened Hedge Fund; Crystal Wealth High Yield Mortgage Strategy; Crystal Wealth Infrastructure Strategy; Crystal Wealth Media Strategy; Crystal Wealth Medical Strategy; Crystal Wealth Mortgage Strategy; Crystal Wealth Retirement One Fund
2017/04/28All SecuritiesONAmended2017/10/03Yes Ban Securities Trading BY
Crystal Wealth Management System Limited
2017/04/27All SecuritiesONIssued2017/05/12No Ban Securities Trading OF
Money Gate Mortgage Investment Corporation
2017/04/25BOREALIS EXPLORATION LIMITEDABAmendedNoneNo Ban Securities Trading OF
2017/04/24All SecuritiesONIssuedNoneNo Ban Securities Trading BY
MM Café Franchise Inc.
2017/04/21DynaResource, Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/04/18All SecuritiesONIssued2019/04/18Yes Ban Securities Trading BY
ROTHSTEIN, John David
2017/04/13All SecuritiesONAmended2017/05/01Yes Ban Securities Trading BY
1150752 Ontario Limited; CLJ Everest Ltd; SMITH, Clayton
2017/04/13All SecuritiesONAmended2017/05/01Yes Ban Securities Trading BY
ACM Growth Fund; ACM Income Fund; Absolute Sustainable Dividend Fund; Absolute Sustainable Property Fund; Crystal Enlightened Bullion Fund; Crystal Enlightened Resource & Precious Metal Fund; Crystal Wealth Conscious Capital Strategy; Crystal Wealth Enlightened Factoring Strategy; Crystal Wealth Enlightened Hedge Fund; Crystal Wealth High Yield Mortgage Strategy; Crystal Wealth Infrastructure Strategy; Crystal Wealth Media Strategy; Crystal Wealth Medical Strategy; Crystal Wealth Mortgage Strategy; Crystal Wealth Retirement One Fund
2017/04/13All SecuritiesONAmended2017/05/01Yes Ban Securities Trading BY
Crystal Wealth Management System Limited
2017/04/13GENERALBCIssuedNoneNo Ban Securities Trading BY
TAN, Virginia
2017/04/12See OrderMBIssuedNoneNo Ban Securities Trading BY
FIGUEIREDO, Rui (a.k.a. Roy Figueiredo)
2017/04/12Globalink Ltd.BCIssuedNoneNo Ban Securities Trading OF
2017/04/12Artventive Medical Group, Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/04/12DSG Global Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/04/12Advanced Environmental Petroleum Producers, Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/04/12Viscount Systems, Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/04/11All SecuritiesONIssuedNoneNo Ban Securities Trading BY
Black Panther Trading Corporation; GODDARD, Charles Robert
2017/04/11All SecuritiesONIssuedNoneYes Ban Securities Trading BY
Equilibrium Partners Inc.; ROTSTEIN, Mark Steven
2017/04/10Petromin Resources Ltd.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/04/06Orsu Metals CorporationBC-ONIssuedNoneNoYesBan Securities Trading OF
2017/04/05All SecuritiesONAmended2017/05/26No Ban Securities Trading BY
KOTTON, Lance
2017/04/05Gainey Resources Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2017/04/051020648 B.C. Ltd.BCIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 561 (14013)