Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2016/12/06||Petrosonic Energy, Inc.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/06||Spiral Toys Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/12/06||DSG Global Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/12/06||Mobetize Corp.||BC||Issued||None||No||Ban Securities Trading OF|
|2016/12/05||Maclos Capital Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/05||Sino Rise Group Holding Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/05||Kazax Minerals Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/05||Dominion Citrus Income Fund||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||Altitude Resources Inc.||AB-ON||Issued||None||No||Ban Securities Trading OF|
|2016/12/02||ChitrChatr Communications Inc.||AB-ON||Issued||None||No||Ban Securities Trading OF|
|2016/12/02||Minichiello Apparel Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||Bougainville Ventures Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||1011704 BC Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||ArtContent Publishing Limited||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||1040442 BC Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||1040426 BC Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||1040433 BC Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||Laidineach Investment Acquisition Corp.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||Genix Pharmaceutical Corp.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||1040440 BC Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||RYM Capital Corp.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/02||BitRush Corp.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/12/01||African Metals Corporation||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/11/29||Deer Horn Capital Inc.||BC||Issued||None||No||Ban Securities Trading BY|
|DOCHERTY, Tyrone; SAULNIER, Pamela|
|2016/11/29||Home Safe Living Investment Fund ltd.||NS||Issued||None||No||Yes||Ban Securities Trading OF|