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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 555 (13863)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2016/09/23Reservoir Capital Corp. ONIssuedNoneNo Ban Securities Trading BY
REFORD, LEWIS
2016/09/21iSIGN Media Solutions Inc.ONIssuedNoneNo Ban Securities Trading BY
Reilly, Bruce; Romanov, Alex
2016/09/19AlarmForce Industries Inc.ONIssued2016/10/03No Ban Securities Trading BY
Badun, Graham; Lynch, Chris
2016/09/19Option500SKIssuedNoneNo Ban Securities Trading OF
2016/09/19Oprion Solution gSKIssuedNoneNo Ban Securities Trading OF
2016/09/19Option Solution Online LimitedSKIssuedNoneNo Ban Securities Trading BY
2016/09/19Option Solution Online LimitedSKIssuedNoneNo Ban Securities Trading OF
2016/09/19Option500SKIssuedNoneNo Ban Securities Trading BY
2016/09/19Oprion Solution gSKIssuedNoneNo Ban Securities Trading BY
2016/09/19GENERALBCIssuedNoneNo Ban Securities Trading BY
LAU, Tin Chao Alan
2016/09/16GuestLogix Inc.ONAmendedNoneNo Ban Securities Trading OF
2016/09/16Guestlogix Inc.MBAmendedNoneNo Ban Securities Trading OF
2016/09/14All SecuritiesMBIssued2023/06/08Yes Ban Securities Trading BY
POSTRADO, Andrei Miguel
2016/09/09All SecuritiesABIssuedNoneNo Ban Securities Trading BY
2016/09/07DataWind Inc.ONIssuedNoneNoYesBan Securities Trading OF
2016/09/07ROI Land Investments Ltd.QCIssuedNoneNoYesBan Securities Trading OF
2016/09/061040436 BC Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2016/09/06COSBOO International Inc.BCIssuedNoneNoYesBan Securities Trading OF
2016/09/06China Keli Electric Company Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2016/09/06Frontier Energy Corp.ABIssuedNoneNoYesBan Securities Trading OF
2016/09/06Northern Frontier Corp.AB-ONIssuedNoneNoYesBan Securities Trading OF
2016/09/06LGX Oil + Gas Inc.AB-ONIssuedNoneNoYesBan Securities Trading OF
2016/09/02CRAiLAR Technologies Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2016/09/02Carlyle Entertainment Ltd.BC-ONIssuedNoneNoYesBan Securities Trading OF
2016/09/02Exclamation Investments CorporationONIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 555 (13863)