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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 565 (14102)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/06/19Avcorp Industries Inc. BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/06/16All SecuritiesABIssued2027/06/14No Ban Securities Trading BY
1735560 Alberta Ltd.; 1735563 Alberta Ltd.; 1751886 Alberta Ltd.; Chmelyk, Ferlyn Robert John
2017/06/15All SecuritiesONIssuedNoneNo Ban Securities Trading BY
DRABINSKY, Garth H.
2017/06/14All SecuritiesABIssuedNoneNo Ban Securities Trading BY
Blackbridge Financial Inc.
2017/06/13All SecuritiesONAmendedNoneNo Ban Securities Trading BY
InterCapital SM Ltd.
2017/06/13All SecuritiesONAmendedNoneNo Ban Securities Trading BY
AD Partners Solutions Ltd.
2017/06/13All SecuritiesONAmendedNoneNo Ban Securities Trading BY
LFG Investments Ltd.
2017/06/12All SecuritiesONIssued2020/01/23No Ban Securities Trading OF
HILDERMAN, Gregory Frederick; Jonathan Financial Inc.
2017/06/12All SecuritiesONIssued2020/01/23No Ban Securities Trading BY
HILDERMAN, Gregory Frederick; Jonathan Financial Inc.
2017/06/12All SecuritiesONIssuedNoneNo Ban Securities Trading BY
BRADBURY, Nelson Peter
2017/06/07Wellstar Energy Corp. BCIssuedNoneNoYesBan Securities Trading OF
2017/06/06Global Remote Technologies Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2017/06/06International Mining & Infrastructure Corporation plcBCIssuedNoneNoYesBan Securities Trading OF
2017/06/05Anterra Energy Inc.AB-ONIssuedNoneNoYesBan Securities Trading OF
2017/06/05Dragon Legend Entertainment (Canada) Ltd.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/06/05Bow Tie Acquisitions Corp.ABIssuedNoneNoYesBan Securities Trading OF
2017/06/05MJP International Ltd.ABIssuedNoneNoYesBan Securities Trading OF
2017/06/05White Tie Ventures Corp.ABIssuedNoneNoYesBan Securities Trading OF
2017/06/02OmniArch Capital CorporationABAmendedNoneYes Ban Securities Trading OF
2017/06/02OmniArch Capital CorporationABAmendedNoneYes Ban Securities Trading BY
2017/06/02All SecuritiesABAmendedNoneYes Ban Securities Trading BY
MODI, Arti Rasik (a.k.a. Arti Rajeev Singh); MODI, Jay Rasik; SINGH, Rajeev Jagdish; UNRAU, Rick
2017/06/02OmniArch Capital CorporationABAmendedNoneYes Ban Securities Trading OF
2017/06/01Sense Technologies Inc. BCIssuedNoneNo Ban Securities Trading OF
2017/05/30see exception QCAmendedNoneYes Ban Securities Trading BY
Jean-Claude Vachon
2017/05/29Fantasy Aces Daily Fantasy Sports Corp. ABIssuedNoneNoYesBan Securities Trading OF
Search Results Page of 565 (14102)