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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 559 (13972)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/03/28BOREALIS EXPLORATION LIMITEDABAmendedNoneNo Ban Securities Trading OF
2017/03/27GENERALBCIssued2022/03/27Yes Ban Securities Trading BY
UDE, Godwin Ifeanyi
2017/03/27Brisset Beer International, Inc.QCIssuedNoneNo Ban Securities Trading OF
2017/03/24All SecuritiesONIssued2022/03/24No Ban Securities Trading BY
JORDAN, Hiyan (Helen) Gao
2017/03/24All SecuritiesONIssued2022/03/24No Ban Securities Trading BY
Techocan International Co. Ltd.
2017/03/24TalkTran Communications Corp.ABIssuedNoneNoYesBan Securities Trading OF
2017/03/23All SecuritiesABIssuedNoneYes Ban Securities Trading BY
JAWHARI, Khalid Walid
2017/03/22Saint Jean Carbon Inc.ABIssued2017/04/05No Ban Securities Trading BY
COOPER, Paul; DA RIN, David Edward; MACINTYRE, Donald George; MADILL, David; OGILVIE, Paul; PEARSON, Barry Allan; PFAFFENBERGER, William Elmer; SNYDER, Donald George; VAN WYCK, Dick
2017/03/16GENERALBCIssuedNoneYes Ban Securities Trading BY
SIM, Robert Alexander
2017/03/16GENERALBCIssued2020/03/16Yes Ban Securities Trading BY
SIMS, Brian Edward
2017/03/15See OrderMBIssued2026/06/14Yes Ban Securities Trading BY
VERMEEREN, Douglas John
2017/03/14Altus Explorations Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/03/10Deer Horn Capital Inc.BC-ONAmendedNoneNoYesBan Securities Trading OF
2017/03/09FS Stellar Insurance Services Inc.BCIssued2017/05/19No Ban Securities Trading BY
2017/03/09FS Stellar Insurance Services Inc.BCIssued2017/05/19No Ban Securities Trading OF
2017/03/08Arian Resources Corp.BCIssuedNoneNo Ban Securities Trading OF
2017/03/08All SecuritiesABIssued2032/03/08No Ban Securities Trading BY
SPAETGENS, Dwight Victor
2017/03/08GENERALBCIssued2017/05/19No Ban Securities Trading BY
TSAI, Meng Cher; TSAI, Philip
2017/03/08GENERALBCIssued2017/05/19No Ban Securities Trading BY
BACHRA, Gagan Deep
2017/03/08GENERALBCIssued2017/05/19No Ban Securities Trading BY
LIM, Aike Joo
2017/03/08GENERALBCIssued2017/05/19No Ban Securities Trading BY
CHIN, Lydia; CHIN, Nyit Foon
2017/03/08GENERALBCIssued2017/05/19Yes Ban Securities Trading BY
WANG, Hunter Wei Shun; WANG, Hunter Wei-Shun
2017/03/08GENERALBCIssued2017/05/19Yes Ban Securities Trading BY
LAY, George
2017/03/08GENERALBCIssued2017/05/19Yes Ban Securities Trading BY
ARDALAN, Afshin
2017/03/08GENERALBCIssued2017/05/19No Ban Securities Trading BY
KAO, Chung-Sheng; KAO, Johnson
Search Results Page of 559 (13972)