Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2017/12/11||Cascade Energy, Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/12/07||DSG Global Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2017/12/06||Advanced Environmental Petroleum Producers, Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/12/06||Capital DGMC Inc.||QC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/12/05||Questfire Energy Corp.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/12/05||Petrowest Corporation||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/12/05||Tribute Resources Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/12/05||US Oil Sands Inc.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/12/05||Cavallo Wine Group International Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/12/05||Duport Capital Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/12/05||Centurion Minerals Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/12/04||Halio Energy Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/11/29||Greatbanks Resources Ltd.||BC||Issued||None||No||Ban Securities Trading BY|
|DOMAN, Ronnie; WU, Douglas|
|2017/11/29||Montan Mining Corp.||BC||Issued||None||No||Ban Securities Trading BY|
|BALIC, Anthony; GRAHAM, Ian|
|2017/11/24||DTS8 Coffee Company, Ltd.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/11/24||All Securities||AB||Issued||None||Yes||Ban Securities Trading BY|
|BENNETT, Wayne Loderick|
|2017/11/23||Générale||QC||Amended||None||Yes||Ban Securities Trading BY|
|Marie Fenez; Raymond Morier|
|2017/11/23||Sharprock Resources Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/11/20||Banro Corporation||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/11/16||GENERAL||BC||Issued||2018/05/16||No||Ban Securities Trading BY|
|2017/11/16||GENERAL||BC||Issued||2036/02/02||Yes||Ban Securities Trading BY|
|BRANCONNIER, Rene Joseph|
|2017/11/15||ecoTECH Energy Group Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/11/10||Auctions International Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/11/10||New Wave Innovations Ltd.||AB||Issued||None||Yes||Ban Securities Trading BY|
|Magneson, Allan Robert|
|2017/11/10||New Wave Innovations Ltd.||AB||Issued||None||Yes||Ban Securities Trading OF|
|Magneson, Allan Robert|