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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia, New Brunswick and Manitoba. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 566 (14139)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/10/19ArtContent Publishing LimitedBCAmendedNoneNoYesBan Securities Trading OF
2017/10/18American Community Development, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/10/11All SecuritiesONIssued2020/03/23No Ban Securities Trading BY
JAWHARI, Khalid Walid
2017/10/11DSG Global Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/10/10CFD CorporateSKIssued2018/01/10No Ban Securities Trading BY
2017/10/10Mpower Technologies LimitedSKIssued2018/01/10No Ban Securities Trading BY
2017/10/10GENERALBCIssuedNoneNo Ban Securities Trading BY
BOCHINSKI, Randi A.
2017/10/05Easy Technologies Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/10/05Trinity Ventures Corp.BCIssuedNoneNoYesBan Securities Trading OF
2017/10/05ZoomMed Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2017/10/04Paladin Energy Ltd. ONIssuedNoneNoYesBan Securities Trading OF
2017/10/03Sears Canada Inc.ONIssuedNoneNoYesBan Securities Trading OF
2017/10/02All SecuritiesONIssuedNoneNo Ban Securities Trading BY
Eaglemark Ventures, LLC; Falcon Holdings, LLC
2017/10/02All SecuritiesONIssuedNoneNo Ban Securities Trading OF
Eaglemark Ventures, LLC; Falcon Holdings, LLC
2017/10/02All SecuritiesONIssuedNoneNo Ban Securities Trading BY
KELLER, Enna M.; LIAN (aka RUUSKA), Richard (aka Richard Terry)
2017/10/02All SecuritiesONAmended2018/04/10Yes Ban Securities Trading BY
ACM Growth Fund; ACM Income Fund; Absolute Sustainable Dividend Fund; Absolute Sustainable Property Fund; Crystal Enlightened Bullion Fund; Crystal Enlightened Resource & Precious Metal Fund; Crystal Wealth Conscious Capital Strategy; Crystal Wealth Enlightened Factoring Strategy; Crystal Wealth Enlightened Hedge Fund; Crystal Wealth High Yield Mortgage Strategy; Crystal Wealth Infrastructure Strategy; Crystal Wealth Media Strategy; Crystal Wealth Medical Strategy; Crystal Wealth Mortgage Strategy; Crystal Wealth Retirement One Fund
2017/10/02All SecuritiesONAmended2018/04/10Yes Ban Securities Trading BY
1150752 Ontario Limited; CLJ Everest Ltd; SMITH, Clayton
2017/10/02All SecuritiesONAmended2018/04/10Yes Ban Securities Trading BY
Crystal Wealth Management System Limited
2017/09/299580786 Canada Inc.ABIssuedNoneNo Ban Securities Trading OF
2017/09/28All SecuritiesONAmended2017/11/16No Ban Securities Trading BY
InterCapital SM Ltd.
2017/09/28All SecuritiesONAmended2017/11/16No Ban Securities Trading BY
AD Partners Solutions Ltd.
2017/09/28All SecuritiesONAmended2017/11/16No Ban Securities Trading BY
LFG Investments Ltd.
2017/09/28All SecuritiesONAmended2017/11/16No Ban Securities Trading BY
TCM Investments Ltd. carrying on business as OptionRally
2017/09/27See OrderMBIssued2032/03/08No Ban Securities Trading BY
SPAETGENS, Dwight Victor
2017/09/27See OrderMBIssued2022/03/24Yes Ban Securities Trading BY
JORDAN, Haiyan (Helen) Gao;; TECHOCAN INTERNATIONAL CO. LTD.
Search Results Page of 566 (14139)