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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 557 (13911)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/01/19American Uranium CorporationBCAmendedNoneNo Ban Securities Trading OF
2017/01/18Global Transactions LPSKIssued2018/07/19No Ban Securities Trading OF
2017/01/18Global Transactions LPSKIssued2018/07/19No Ban Securities Trading BY
2017/01/18Imperial OptionsSKIssued2018/07/19No Ban Securities Trading OF
2017/01/18Imperial OptionsSKIssued2018/07/19No Ban Securities Trading BY
2017/01/17West Nova Agro Commodities LimitedNSIssuedNoneNoYesBan Securities Trading OF
2017/01/12Smart Trak Technologies Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/01/09Intelligent Content Enterprises Inc. ONIssuedNoneNoYesBan Securities Trading OF
2017/01/09Mix 1 Life, Inc.QCIssuedNoneNo Ban Securities Trading OF
2017/01/06Magor CorporationONIssuedNoneNoYesBan Securities Trading OF
2017/01/05EA Education Group Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/01/04Nova Energy, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/01/04Versatile Systems Inc.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/01/04Taylor, DouglasSKIssuedNoneNo Ban Securities Trading BY
2016/12/22GENERALBCAmendedNoneYes Ban Securities Trading BY
HABLE, Volkmar Guido
2016/12/21Nuvilex, Inc.BCAmendedNoneYes Ban Securities Trading OF
Partially Revoked for Ricardo Alberto Jahns Gigglberger
2016/12/21Nuvilex, Inc.BCAmendedNoneNo Ban Securities Trading OF
2016/12/20All SecuritiesONIssuedNoneNo Ban Securities Trading OF
RTG Direct Trading Group Ltd.; RTG Direct Trading Limited
2016/12/20All SecuritiesONIssuedNoneNo Ban Securities Trading BY
RTG Direct Trading Group Ltd.; RTG Direct Trading Limited
2016/12/16GENERALBCIssuedNoneNo Ban Securities Trading BY
DHANANI, Ayaz also known as; DHANANI, Paul; JIWA, Rahim; LEE, Michael; NEBRIS, Alex; RAMOS, Samuel; VIRANI, Azim
2016/12/16Novacab International, Inc.QCIssuedNoneNo Ban Securities Trading OF
2016/12/15All SecuritiesONIssuedNoneNo Ban Securities Trading BY
Prospera Mortgage Investment Corporation; Prosperity Development Group Ltd.
2016/12/15All SecuritiesONIssuedNoneNo Ban Securities Trading OF
Prospera Mortgage Investment Corporation; Prosperity Development Group Ltd.
2016/12/15All SecuritiesONIssuedNoneNo Ban Securities Trading BY
NARAYAN, Saileshwar Rao
2016/12/12GENERALBCIssuedNoneNo Ban Securities Trading BY
HABLE, Volkmar Guido
Search Results Page of 557 (13911)