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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 566 (14129)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/08/16All SecuritiesONAmended2017/12/31No Ban Securities Trading OF
Money Gate Mortgage Investment Corporation
2017/08/16All SecuritiesABIssued2020/08/16Yes Ban Securities Trading BY
MCCLURE, David Gregor
2017/08/15Katanga Mining Limited ONIssuedNoneNo Ban Securities Trading BY
Audebert, Gabriel; Blizzard, Johnny; Gallagher, Liam; Garbers, Deon; Henderson, Tim; Lubbe, Jacques; Mistakidis, Aristotelis; Robinson, Terry; Stoyell, Hugh; Wardell, Robert
2017/08/15Atlatsa Resources CorporationBCIssuedNoneNo Ban Securities Trading BY
KESLER, Joel; MOTAUNG, Harold
2017/08/10All SecuritiesONIssuedNoneNo Ban Securities Trading BY
Canadian Alternative Resources Inc.; Global 8 Environmental Technologies, Inc.; Halo Property Services Inc.
2017/08/10All SecuritiesONIssuedNoneNo Ban Securities Trading OF
Canadian Alternative Resources Inc.; Global 8 Environmental Technologies, Inc.; Halo Property Services Inc.
2017/08/09All SecuritiesONIssuedNoneNo Ban Securities Trading BY
BURBACK, Chad Delbert
2017/08/09All SecuritiesONIssuedNoneNo Ban Securities Trading BY
BRANCONNIER, Rene Joseph
2017/08/08Eternity Healthcare Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/08/08REGI U.S., Inc. BCIssuedNoneNo Ban Securities Trading OF
2017/08/08CBM Canada's Best Mortgage Corp.BCIssued2022/08/08No Ban Securities Trading OF
2017/08/08GENERALBCIssuedNoneYes Ban Securities Trading BY
COOK, Lance Sandford
2017/08/041020645 B.C. Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2017/08/041020651 B.C. Ltd.BCIssuedNoneNoYesBan Securities Trading OF
2017/08/04CDN MSolar Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/08/04E-Energy Ventures Inc.BCIssuedNoneNoYesBan Securities Trading OF
2017/08/04PRINCE RESOURCE CORPORATIONABIssuedNoneNoYesBan Securities Trading OF
2017/08/03Gear International, Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/08/03All SecuritiesONIssuedNoneNo Ban Securities Trading BY
TAN, Virginia
2017/08/02Twin Butte Energy Ltd.ONAmendedNoneYes Ban Securities Trading OF
2017/08/01Lightning Ventures Inc.BCIssuedNoneNo Ban Securities Trading BY
RAINWATER, Donald; TOLLSTAM, Kenneth
2017/08/01Plaintree Systems Inc. ONIssuedNoneNo Ban Securities Trading BY
Saunders, Lynn; Watson, David
2017/08/01The Canadian Bioceutical CorporationONIssuedNoneNo Ban Securities Trading BY
Boyes, William Scott; Stafford, Randall Glenn
2017/07/25All SecuritiesONIssued2027/07/25No Ban Securities Trading BY
DEACON, Gregory
2017/07/19Global Transactions LPSKIssuedNoneNo Ban Securities Trading BY
Search Results Page of 566 (14129)