Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2016/09/23||Reservoir Capital Corp.||ON||Issued||None||No||Ban Securities Trading BY|
|2016/09/21||iSIGN Media Solutions Inc.||ON||Issued||None||No||Ban Securities Trading BY|
|Reilly, Bruce; Romanov, Alex|
|2016/09/19||AlarmForce Industries Inc.||ON||Issued||2016/10/03||No||Ban Securities Trading BY|
|Badun, Graham; Lynch, Chris|
|2016/09/19||Option500||SK||Issued||None||No||Ban Securities Trading OF|
|2016/09/19||Oprion Solution g||SK||Issued||None||No||Ban Securities Trading OF|
|2016/09/19||Option Solution Online Limited||SK||Issued||None||No||Ban Securities Trading BY|
|2016/09/19||Option Solution Online Limited||SK||Issued||None||No||Ban Securities Trading OF|
|2016/09/19||Option500||SK||Issued||None||No||Ban Securities Trading BY|
|2016/09/19||Oprion Solution g||SK||Issued||None||No||Ban Securities Trading BY|
|2016/09/19||GENERAL||BC||Issued||None||No||Ban Securities Trading BY|
|LAU, Tin Chao Alan|
|2016/09/16||GuestLogix Inc.||ON||Amended||None||No||Ban Securities Trading OF|
|2016/09/16||Guestlogix Inc.||MB||Amended||None||No||Ban Securities Trading OF|
|2016/09/14||All Securities||MB||Issued||2023/06/08||Yes||Ban Securities Trading BY|
|POSTRADO, Andrei Miguel|
|2016/09/09||All Securities||AB||Issued||None||No||Ban Securities Trading BY|
|2016/09/07||DataWind Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/07||ROI Land Investments Ltd.||QC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/06||1040436 BC Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/06||COSBOO International Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/06||China Keli Electric Company Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/06||Frontier Energy Corp.||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/06||Northern Frontier Corp.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/06||LGX Oil + Gas Inc.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/02||CRAiLAR Technologies Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/02||Carlyle Entertainment Ltd.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2016/09/02||Exclamation Investments Corporation||ON||Issued||None||No||Yes||Ban Securities Trading OF|