Search Cease Trade Orders
Search CTOs   Browse CTOs  Advanced Search  Help   Login

Name:
Begins with      ContainsSearch Tips

There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec and Nova Scotia,certain orders issued in other provinces or territories automatically take effect in Alberta, Québec and Nova Scotia. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

Download search results in Excel format
Search Results Page of 551 (13775)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2016/06/21All SecuritiesABIssuedNoneNo Ban Securities Trading OF
1826487 Alberta Ltd.; CURREY, Jason Michael; Sunset Creek Resources Inc.; The Healthy Retirement Group Inc.
2016/06/21All SecuritiesABIssuedNoneNo Ban Securities Trading BY
1826487 Alberta Ltd.; CURREY, Jason Michael; Sunset Creek Resources Inc.; The Healthy Retirement Group Inc.
2016/06/17Corporation Capital KilkennyQCIssuedNoneNo Ban Securities Trading OF
2016/06/16All SecuritiesABIssued2016/07/06No Ban Securities Trading OF
McMORRAN, Craig Douglas; Parcel 2 Sweetwater Development Group Ltd.; Parcel 4 Sweetwater Development Group Ltd.; Sweetwater Lake Village (Parcel 2) Limited Partnership; Sweetwater Lake Village Limited Partnership
2016/06/16All SecuritiesABIssued2016/07/06No Ban Securities Trading BY
McMORRAN, Craig Douglas; Parcel 2 Sweetwater Development Group Ltd.; Parcel 4 Sweetwater Development Group Ltd.; Sweetwater Lake Village (Parcel 2) Limited Partnership; Sweetwater Lake Village Limited Partnership
2016/06/14All SecuritiesABIssuedNoneYes Ban Securities Trading BY
VERMEEREN, Douglas John
2016/06/08All SecuritiesONIssued2023/06/08No Ban Securities Trading BY
POSTRADO, Andrei Miguel
2016/06/08GENERALBCIssuedNoneYes Ban Securities Trading BY
McLEARY, Mark Aaron
2016/06/07Sense Technologies Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/06/07Kilkenny Capital CorporationBCIssuedNoneNo Ban Securities Trading OF
2016/06/06Gordon Creek Energy Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/06/06Kilkenny Capital CorporationONIssuedNoneNo Ban Securities Trading OF
2016/06/03All SecuritiesONIssuedNoneNo Ban Securities Trading BY
CALMUSKY, Randy Zenovi
2016/06/02Scotia Schools TrustQCIssuedNoneNo Ban Securities Trading OF
2016/06/01See OrderMBIssued2016/12/09Yes Ban Securities Trading BY
KELLER, Richard;; SASSEVILLE, Edith Marie
2016/06/01See OrderMBIssued2020/12/09Yes Ban Securities Trading BY
SASSEVILLE, Raymond Michael Roger
2016/06/01See OrderMBIssuedNoneNo Ban Securities Trading OF
WIRELESS WIZARD TECHNOLOGIES INC.
2016/06/01See OrderMBIssuedNoneNo Ban Securities Trading BY
WIRELESS WIZARD TECHNOLOGIES INC.
2016/06/01Mammoth Resources Corp.BCIssuedNoneNo Ban Securities Trading BY
ATKINS, Thomas; FARR, Errol
2016/05/31Wellstar Energy Corp.BCIssuedNoneNo Ban Securities Trading BY
CHERRY, Christopher P.; REES, Andrew H.
2016/05/31Odyssey Renewable Growth Inc.BCIssuedNoneNo Ban Securities Trading BY
2016/05/31Odyssey Renewable Growth Inc.BCIssuedNoneNo Ban Securities Trading OF
2016/05/31geoTreasuries Clean Energy LimitedBCIssuedNoneNo Ban Securities Trading OF
2016/05/31geoTreasuries Clean Energy LimitedBCIssuedNoneNo Ban Securities Trading BY
2016/05/31GENERALBCIssuedNoneNo Ban Securities Trading BY
SPANGENBERG, John 'Johny' 'JFA' Ferdinand Alexander
Search Results Page of 551 (13775)