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There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.

Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.

CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).

An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.

As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.

With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.

By default all searches will show all CTOs issued that remain outstanding (active). To view CTOs that have been revoked or have expired, use Advanced Search . You can also browse by company name.

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Search Results Page of 459 (11455)
Issued
Date
NameIssuing Jurisdiction(s)StatusExpiry DateExcpFFCTOType
2017/03/28BOREALIS EXPLORATION LIMITEDABAmendedNoneNo Ban Securities Trading OF
2017/03/27Brisset Beer International, Inc.QCIssuedNoneNo Ban Securities Trading OF
2017/03/24TalkTran Communications Corp.ABIssuedNoneNoYesBan Securities Trading OF
2017/03/14Altus Explorations Inc.BCAmendedNoneNo Ban Securities Trading OF
2017/03/10Deer Horn Capital Inc.BC-ONAmendedNoneNoYesBan Securities Trading OF
2017/03/09FS Stellar Insurance Services Inc.BCIssued2017/05/19No Ban Securities Trading OF
2017/03/08Arian Resources Corp.BCIssuedNoneNo Ban Securities Trading OF
2017/03/08FS Financial Systems Inc.BCIssued2017/05/19No Ban Securities Trading OF
2017/03/08Verico FS Capital Inc.BCIssued2017/05/19No Ban Securities Trading OF
2017/03/08WL Strategic Capital Partners Inc.BCIssued2017/05/19No Ban Securities Trading OF
2017/03/08FS Financial Services (Alberta) Inc.BCIssued2017/05/19No Ban Securities Trading OF
2017/03/08CC Cornerstone Credit Ltd.BCIssued2017/05/19No Ban Securities Trading OF
2017/03/08FS Financial Services Inc.BCIssued2017/05/19No Ban Securities Trading OF
2017/03/08FS Financial Strategies Inc.BCIssued2017/05/19No Ban Securities Trading OF
2017/03/08Exo U Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2017/03/07Can-Cal Resources Ltd.BCIssuedNoneNo Ban Securities Trading OF
2017/03/07Enfield Exploration Corp.BC-ONIssuedNoneNoYesBan Securities Trading OF
2017/03/079342-8530 Québec Inc.QC-ONIssuedNoneNoYesBan Securities Trading OF
2017/03/06Canyon Gold Corp.ABAmendedNoneNoYesBan Securities Trading OF
2017/03/06All SecuritiesONIssuedNoneNo Ban Securities Trading OF
Infinivest Mortgage Investment Corporation; Optam Holdings Inc.
2017/03/03Can-Cal Resources Ltd.ABIssuedNoneNoYesBan Securities Trading OF
2017/03/03Canyon Gold Corp.BCAmendedNoneNo Ban Securities Trading OF
2017/03/02CableClix (USA), Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/02/28Revelation Cellars Inc.BCIssuedNoneNo Ban Securities Trading OF
2017/02/28EMI Services Ltd.BCIssuedNoneNo Ban Securities Trading OF
Search Results Page of 459 (11455)