Search Cease Trade Orders
There are two types of CTOs: (1) Ban Securities Trading OF CTOs which prohibits trading in the securities of a company and (2) Ban Securities Trading BY CTOs that prevent specific individuals and companies from trading in securities.
Ban Securities Trading OF CTOs are issued by the regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec.
CTOs that prevent specific individuals and companies (“Ban Securities Trading BY CTOs”) from trading in securities are issued by the securities regulatory authorities of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland & Labrador, Northwest Territories, Nova Scotia, Ontario, Saskatchewan and Québec. The term "General" in the Name column means trading is restricted in all securities. The “Issuing Jurisdiction(s)” column identifies the CSA jurisdictions that issued the CTO. In some circumstances a single order can be issued by more than one jurisdiction (click here for more information). A “FFCTO” status of “Yes” means that the CTO is a “failure-to-file cease trade order” (FFCTO). This information will assist an issuer in determining the CSA jurisdictions where the CTO has effect (click here for more information).
An exception status of "Yes" indicates that there are terms to the CTO that may permit trading in certain circumstances. You should review the specific terms of the order before refusing to execute a trade.
As a result of the statutory amendments in Alberta, Québec, Nova Scotia and New Brunswick, certain orders issued in other provinces or territories automatically take effect in Alberta, Québec, Nova Scotia and New Brunswick. These provinces will not issue separate orders in these circumstances. For more information, click here.
With the adoption of MI 11-103, certain CTOs issued by securities regulatory authorities automatically take effect in other jurisdictions. These other jurisdictions will not issue separate CTOs in these circumstances. For more information, click here.
|Name||Issuing Jurisdiction(s)||Status||Expiry Date||Excp||FFCTO||Type|
|2017/08/16||All Securities||ON||Amended||2017/12/31||No||Ban Securities Trading OF|
|Money Gate Mortgage Investment Corporation|
|2017/08/10||All Securities||ON||Issued||None||No||Ban Securities Trading OF|
|Canadian Alternative Resources Inc.; Global 8 Environmental Technologies, Inc.; Halo Property Services Inc.|
|2017/08/08||Eternity Healthcare Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2017/08/08||REGI U.S., Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2017/08/08||CBM Canada's Best Mortgage Corp.||BC||Issued||2022/08/08||No||Ban Securities Trading OF|
|2017/08/04||1020651 B.C. Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/08/04||1020645 B.C. Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/08/04||CDN MSolar Corp.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/08/04||E-Energy Ventures Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/08/04||PRINCE RESOURCE CORPORATION||AB||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/08/03||Gear International, Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/08/02||Twin Butte Energy Ltd.||ON||Amended||None||Yes||Ban Securities Trading OF|
|2017/07/17||Nation Energy Inc.||BC||Issued||None||No||Ban Securities Trading OF|
|2017/07/12||Colossus Minerals Inc.||ON||Amended||None||No||Ban Securities Trading OF|
|2017/07/12||Colossus Minerals Inc.||BC||Amended||None||No||Ban Securities Trading OF|
|2017/07/07||Capital Pro-Égaux Inc.||QC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/07/06||Mad Catz Interactive, Inc.||ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/07/06||Intigold Mines Ltd.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/07/05||CDN Jade Mine Resources Inc.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/07/05||Energulf Resources Inc.||BC-ON||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/06/26||All Securities||ON||Issued||None||No||Ban Securities Trading OF|
|Income Strategix A-Class L.P.; Income Strategix Holdings Ltd.; Income Strategix I-Class L.P.; Income Strategix L.P.|
|2017/06/12||All Securities||ON||Issued||2020/01/23||No||Ban Securities Trading OF|
|HILDERMAN, Gregory Frederick; Jonathan Financial Inc.|
|2017/06/07||Wellstar Energy Corp.||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/06/06||International Mining & Infrastructure Corporation plc||BC||Issued||None||No||Yes||Ban Securities Trading OF|
|2017/06/05||Anterra Energy Inc.||AB-ON||Issued||None||No||Yes||Ban Securities Trading OF|